Common Contracts
10 similar Underwriting Agreement contracts by Newtek Business Services Corp.
NEWTEK BUSINESS SERVICES CORP. 5.75% NOTES DUE 2024 Underwriting Agreement Dated as of July 24, 2019Underwriting Agreement • July 29th, 2019 • Newtek Business Services Corp. • New York
The Notes will be issued under the Indenture, dated as of September 23, 2015 (the “Base Indenture”), as supplemented by the Fourth Supplemental Indenture to be entered into in connection with the issuance of the Offered Notes (the “Fourth Supplemental Indenture” and, together with the Base Indenture, the “Indenture”), in each case, by and between the Company and U.S. Bank National Association, as trustee (the “Trustee”). The Offered Notes will be issued to Cede & Co., as nominee of the Depository Trust Company (“DTC”) pursuant to a blanket letter of representations (the “DTC Agreement”), between the Company and DTC. The Indenture has been duly qualified under the Trust Indenture Act of 1939, as amended (the “1939 Act”).
Underwriting Agreement Dated as of February 15, 2018Underwriting Agreement • February 21st, 2018 • Newtek Business Services Corp. • New York
The Notes will be issued under the Indenture, dated as of September 23, 2015 (the “Base Indenture”), as supplemented by the Third Supplemental Indenture to be entered into in connection with the issuance of the Offered Notes (the “Third Supplemental Indenture” and, together with the Base Indenture, the “Indenture”), in each case, by and between the Company and U.S. Bank National Association, as trustee (the “Trustee”). The Offered Notes will be issued to Cede & Co., as nominee of the Depository Trust Company (“DTC”) pursuant to a blanket letter of representations (the “DTC Agreement”), between the Company and DTC. The Indenture has been duly qualified under the Trust Indenture Act of 1939, as amended (the “1939 Act”).
FORM OF UNDERWRITING AGREEMENT] [ ] Shares NEWTEK BUSINESS SERVICES CORP. Common Stock Underwriting Agreement dated [ ], 20[ ]Underwriting Agreement • August 25th, 2016 • Newtek Business Services Corp. • New York
Introductory. Newtek Business Services Corp., a Maryland corporation (the “Company), proposes to issue and sell to the several underwriters named in Schedule A (the “List of the Underwriters”) attached hereto (collectively, the “Underwriters”) an aggregate of [ ] shares (the “Firm Offered Shares”) of its Common Stock, par value $0.02 per share (the “Common Stock”) in accordance with the terms and conditions set forth in this Underwriting Agreement (the “Agreement”). In addition, the Company has granted to the Underwriters an option to purchase up to an additional [ ] shares (the “Optional Offered Shares”) of Common Stock, as provided in Section 2 (the “Purchase, Sale, and Delivery of the Offered Shares”). The Firm Offered Shares and, if and to the extent such option is exercised, the Optional Offered Shares are collectively called the “Offered Shares.” [ ] (“[ ]”), has agreed to act as representative of the several Underwriters (in such capacity, the “Representative”) in connection wit
FORM OF UNDERWRITING AGREEMENT] NEWTEK BUSINESS SERVICES CORP. [ ]% NOTES DUE 20[ ] Underwriting Agreement dated [ ], 20[ ]Underwriting Agreement • August 25th, 2016 • Newtek Business Services Corp. • New York
Introductory. Newtek Business Services Corp., a Maryland corporation (the “Company), proposes to issue and sell to the several underwriters named in Schedule A (the “List of the Underwriters”) attached hereto (collectively, the “Underwriters”) a total of [ ] in aggregate principal amount of [ ]% Notes due 20[ ] of the Company (the “Firm Offered Notes”) in accordance with the terms and conditions set forth in this Underwriting Agreement (the “Agreement”). In addition, the Company has granted to the Underwriters an option to purchase up to an additional [ ] in aggregate principal amount of [ ]% Notes due 20[ ] of the Company (the “Optional Offered Notes”), as provided in Section 2 (the “Purchase, Sale, and Delivery of the Offered Notes”). The Firm Offered Notes and, if and to the extent such option is exercised, the Optional Offered Notes are collectively called the “Offered Notes.” [ ] (“[ ]”), has agreed to act as representative of the several Underwriters (in such capacity, the “Repre
FORM OF UNDERWRITING AGREEMENT] [ ] Shares NEWTEK BUSINESS SERVICES CORP. Common Stock Underwriting Agreement dated [ ], 20[ ]Underwriting Agreement • August 24th, 2016 • Newtek Business Services Corp. • New York
Introductory. Newtek Business Services Corp., a Maryland corporation (the “Company), proposes to issue and sell to the several underwriters named in Schedule A (the “List of the Underwriters”) attached hereto (collectively, the “Underwriters”) an aggregate of [ ] shares (the “Firm Offered Shares”) of its Common Stock, par value $0.02 per share (the “Common Stock”) in accordance with the terms and conditions set forth in this Underwriting Agreement (the “Agreement”). In addition, the Company has granted to the Underwriters an option to purchase up to an additional [ ] shares (the “Optional Offered Shares”) of Common Stock, as provided in Section 2 (the “Purchase, Sale, and Delivery of the Offered Shares”). The Firm Offered Shares and, if and to the extent such option is exercised, the Optional Offered Shares are collectively called the “Offered Shares.” [ ] (“[ ]”), has agreed to act as representative of the several Underwriters (in such capacity, the “Representative”) in connection wit
FORM OF UNDERWRITING AGREEMENT] NEWTEK BUSINESS SERVICES CORP. [ ]% NOTES DUE 20[ ] Underwriting Agreement dated [ ], 20[ ]Underwriting Agreement • August 24th, 2016 • Newtek Business Services Corp. • New York
Introductory. Newtek Business Services Corp., a Maryland corporation (the “Company), proposes to issue and sell to the several underwriters named in Schedule A (the “List of the Underwriters”) attached hereto (collectively, the “Underwriters”) a total of [ ] in aggregate principal amount of [ ]% Notes due 20[ ] of the Company (the “Firm Offered Notes”) in accordance with the terms and conditions set forth in this Underwriting Agreement (the “Agreement”). In addition, the Company has granted to the Underwriters an option to purchase up to an additional [ ] in aggregate principal amount of [ ]% Notes due 20[ ] of the Company (the “Optional Offered Notes”), as provided in Section 2 (the “Purchase, Sale, and Delivery of the Offered Notes”). The Firm Offered Notes and, if and to the extent such option is exercised, the Optional Offered Notes are collectively called the “Offered Notes.” [ ] (“[ ]”), has agreed to act as representative of the several Underwriters (in such capacity, the “Repre
NEWTEK BUSINESS SERVICES CORP. 7.00% NOTES DUE 2021 Underwriting Agreement Dated as of April 15, 2016Underwriting Agreement • April 22nd, 2016 • Newtek Business Services Corp. • New York
NEWTEK BUSINESS SERVICES CORP. Underwriting Agreement dated September 16, 2015Underwriting Agreement • September 23rd, 2015 • Newtek Business Services Corp. • New York
FORM OF UNDERWRITING AGREEMENT] [ ] Shares NEWTEK BUSINESS SERVICES CORP. Common Stock Underwriting Agreement dated [ ], 20[ ]Underwriting Agreement • August 13th, 2015 • Newtek Business Services Corp. • New York
Introductory. Newtek Business Services Corp., a Maryland corporation (the “Company), proposes to issue and sell to the several underwriters named in Schedule A (the “List of the Underwriters”) attached hereto (collectively, the “Underwriters”) an aggregate of [ ] shares (the “Firm Offered Shares”) of its Common Stock, par value $0.02 per share (the “Common Stock”) in accordance with the terms and conditions set forth in this Underwriting Agreement (the “Agreement”). In addition, the Company has granted to the Underwriters an option to purchase up to an additional [ ] shares (the “Optional Offered Shares”) of Common Stock, as provided in Section 2 (the “Purchase, Sale, and Delivery of the Offered Shares”). The Firm Offered Shares and, if and to the extent such option is exercised, the Optional Offered Shares are collectively called the “Offered Shares.” [ ] (“[ ]”), has agreed to act as representative of the several Underwriters (in such capacity, the “Representative”) in connection wit
FORM OF UNDERWRITING AGREEMENT] [2,000,000] Shares NEWTEK BUSINESS SERVICES CORP. Common Stock Underwriting Agreement dated November [ ], 2014 JMP SECURITIES LLCUnderwriting Agreement • November 3rd, 2014 • Newtek Business Services Corp. • New York
Introductory. Newtek Business Services Corp., a Maryland corporation (the “Company), proposes to issue and sell to the several underwriters named in Schedule A (the “List of the Underwriters”) attached hereto (collectively, the “Underwriters”) an aggregate of [2,000,000] shares (the “Firm Offered Shares”) of its Common Stock, par value $0.02 per share (the “Common Stock”) in accordance with the terms and conditions set forth in this Underwriting Agreement (the “Agreement”). In addition, the Company has granted to the Underwriters an option to purchase up to an additional [300,000] shares (the “Optional Offered Shares”) of Common Stock, as provided in Section 2 (the “Purchase, Sale, and Delivery of the Offered Shares”). The Firm Offered Shares and, if and to the extent such option is exercised, the Optional Offered Shares are collectively called the “Offered Shares.” JMP Securities LLC (“JMP”), has agreed to act as the representative of the several Underwriters (in such capacity, the “R
