Common Contracts
11 similar Placement Agency Agreement contracts by Capstone Turbine Corp, Cortex Pharmaceuticals Inc/De/, 8x8 Inc /De/, others
CAPSTONE TURBINE CORPORATION 21,485,660 Shares Warrants to Purchase 6,445,698 Shares Common Stock ($0.001 Par Value) PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • September 18th, 2008 • Capstone Turbine Corp • Engines & turbines • New York
The undersigned, Capstone Turbine Corporation, a Delaware corporation (the “Company”), hereby addresses you (the “Placement Agent”) and confirms its agreement with you as follows:
EPIQ SYSTEMS, INC. 5,000,000 Shares Common Stock ($0.01 Par Value) PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • November 16th, 2007 • Epiq Systems Inc • Services-computer programming services • New York
The undersigned, Epiq Systems, Inc., a Missouri corporation (the “Company”), desires to engage Wachovia Capital Markets, LLC, as exclusive placement agent (the “Placement Agent”) as set forth herein. The Company hereby addresses you and confirms its agreement with you as follows:
TRANSMETA CORPORATION 2,000,000 Units PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • September 21st, 2007 • Transmeta Corp • Semiconductors & related devices • New York
CORTEX PHARMACEUTICALS, INC. 7,075,000 Shares Warrants to Purchase 2,830,000 Shares Common Stock ($0.001 Par Value) PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • August 27th, 2007 • Cortex Pharmaceuticals Inc/De/ • Pharmaceutical preparations • New York
The undersigned, Cortex Pharmaceuticals, Inc., a Delaware corporation (the “Company”), desires to engage JMP Securities LLC as lead placement agent (the “Lead Placement Agent”) and Rodman & Renshaw, LLC as co-placement agent (together with the Lead Placement Agent, the “Placement Agents”), as set forth herein, in connection with the issuance and sale of the Securities (as defined below). The Lead Placement Agent is acting as the representative of the Placement Agents.
TETON ENERGY CORPORATION 964,060 Shares of Common Stock ($0.001 Par Value) 337,421 Warrants PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • August 14th, 2007 • Teton Energy Corp • Drilling oil & gas wells • New York
The undersigned, Teton Energy Corporation, a Delaware corporation (the “Company”), hereby addresses Commonwealth Associates, LP (“COMW”), Ferris, Baker Watts, Incorporated (“FBW”) (each, the “Placement Agent” and collectively, the “Placement Agents”) and confirms its agreement with the Placement Agents as follows:
GMX RESOURCES INC. 2,000,000 Shares Common Stock ($.001 Par Value) PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • February 2nd, 2007 • GMX Resources Inc • Crude petroleum & natural gas • New York
The undersigned, GMX Resources Inc., an Oklahoma corporation (the “Company”), hereby addresses you (the “Placement Agent”) and confirms its agreement with you as follows:
CAPSTONE TURBINE CORPORATION 40,000,000 Shares Warrants to Purchase 20,000,000 Shares Common Stock ($0.001 Par Value) PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • January 19th, 2007 • Capstone Turbine Corp • Engines & turbines • New York
The undersigned, Capstone Turbine Corporation, a Delaware corporation (the “Company”), hereby addresses you (the “Placement Agent”) and confirms its agreement with you as follows:
CORTEX PHARMACEUTICALS, INC. 5,021,427 Shares Warrants to Purchase 3,263,927 Shares Common Stock ($0.001 Par Value) PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • January 19th, 2007 • Cortex Pharmaceuticals Inc/De/ • Pharmaceutical preparations • New York
The undersigned, Cortex Pharmaceuticals, Inc., a Delaware corporation (the “Company”), desires to engage Roth Capital Partners, LLC as placement agent (the “Placement Agent”), as set forth herein, in connection with the issuance and sale of the Securities (as defined below).
NEOMAGIC CORPORATION 2,500,000 Shares Warrants to Purchase 1,250,000 Shares Common Stock ($0.001 Par Value) PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • December 1st, 2006 • Neomagic Corp • Semiconductors & related devices • New York
The undersigned, NeoMagic Corporation, a Delaware corporation (the “Company”), hereby addresses you (the “Placement Agent”) and confirms its agreement with you as follows:
7,142,858 Shares Warrants for 1,785,714 Shares Common Stock ($0.001 Par Value) PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • December 20th, 2005 • 8x8 Inc /De/ • Telephone communications (no radiotelephone) • Delaware
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • December 16th, 2005 • Delaware
