CACHET FINANCIAL SOLUTIONS, INC. REPRESENTATIVE’S WARRANT 28,000 shares of Common Stock March 15, 2017Cachet Financial Solutions, Inc. • March 21st, 2017 • Telegraph & other message communications • Nevada
Company FiledMarch 21st, 2017 Industry JurisdictionThis REPRESENTATIVE’S WARRANT (this “Warrant”) of Cachet Financial Solutions, Inc., a corporation duly organized and validly existing under the laws of the State of Delaware (the “Company”), is being issued pursuant to that certain Underwriting Agreement, dated as of March 10, 2017 (the “Underwriting Agreement”), by and among the Company and Lake Street Capital Markets, LLC, as the representative of the underwriters named therein (the “Representative”) relating to a firm commitment public offering (the “Offering”) of common stock, $0.0001 par value per share, of the Company (the “Common Stock”), and warrants to the purchase Common Stock underwritten by the Representative and the underwriters named in the Underwriting Agreement.
CACHET FINANCIAL SOLUTIONS, INC. REPRESENTATIVE’S WARRANT 42,000 shares of Common Stock March 15, 2017Cachet Financial Solutions, Inc. • March 21st, 2017 • Telegraph & other message communications • Nevada
Company FiledMarch 21st, 2017 Industry JurisdictionThis REPRESENTATIVE’S WARRANT (this “Warrant”) of Cachet Financial Solutions, Inc., a corporation duly organized and validly existing under the laws of the State of Delaware (the “Company”), is being issued pursuant to that certain Underwriting Agreement, dated as of March 10, 2017 (the “Underwriting Agreement”), by and among the Company and Lake Street Capital Markets, LLC, as the representative of the underwriters named therein (the “Representative”) relating to a firm commitment public offering (the “Offering”) of common stock, $0.0001 par value per share, of the Company (the “Common Stock”), and warrants to the purchase Common Stock underwritten by the Representative and the underwriters named in the Underwriting Agreement.
ContractCachet Financial Solutions, Inc. • March 7th, 2017 • Telegraph & other message communications
Company FiledMarch 7th, 2017 IndustryTHIS WARRANT AND THE SECURITIES ISSUABLE UPON EXERCISE HEREOF MAY NOT BE SOLD, TRANSFERRED, ASSIGNED, PLEDGED, OR HYPOTHECATED, OR BE THE SUBJECT OF ANY HEDGING, SHORT SALE, DERIVATIVE, PUT, OR CALL TRANSACTION THAT WOULD RESULT IN THE EFFECTIVE ECONOMIC DISPOSITION OF SUCH SECURITIES BY ANY PERSON UNTIL 180 DAYS IMMEDIATELY FOLLOWING THE EFFECTIVE DATE OF THE OFFERING (AS DEFINED BELOW), EXCEPT IN ACCORDANCE WITH FINRA RULE 5110(g)(2).
ContractPeekay Boutiques, Inc. • December 31st, 2015 • Retail-retail stores, nec • Nevada
Company FiledDecember 31st, 2015 Industry JurisdictionTHIS WARRANT AND THE SECURITIES ISSUABLE UPON EXERCISE HEREOF MAY NOT BE SOLD, TRANSFERRED, ASSIGNED, PLEDGED, OR HYPOTHECATED, OR BE THE SUBJECT OF ANY HEDGING, SHORT SALE, DERIVATIVE, PUT, OR CALL TRANSACTION THAT WOULD RESULT IN THE EFFECTIVE ECONOMIC DISPOSITION OF SUCH SECURITIES BY ANY PERSON UNTIL 180 DAYS IMMEDIATELY FOLLOWING THE DATE OF THE OFFERING (AS DEFINED BELOW), EXCEPT IN ACCORDANCE WITH FINRA RULE 5110(g)(2).
ContractPeekay Boutiques, Inc. • November 23rd, 2015 • Retail-retail stores, nec • Nevada
Company FiledNovember 23rd, 2015 Industry JurisdictionTHIS WARRANT AND THE SECURITIES ISSUABLE UPON EXERCISE HEREOF MAY NOT BE SOLD, TRANSFERRED, ASSIGNED, PLEDGED, OR HYPOTHECATED, OR BE THE SUBJECT OF ANY HEDGING, SHORT SALE, DERIVATIVE, PUT, OR CALL TRANSACTION THAT WOULD RESULT IN THE EFFECTIVE ECONOMIC DISPOSITION OF SUCH SECURITIES BY ANY PERSON UNTIL [●], 2016, EXCEPT IN ACCORDANCE WITH FINRA RULE 5110(g)(2).
THIS WARRANT AND THE SECURITIES ISSUABLE UPON EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR ANY OTHER SECURITIES LAWS AND MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED, PLEDGED OR...Ideal Power Inc. • September 18th, 2013 • Electrical industrial apparatus • New York
Company FiledSeptember 18th, 2013 Industry JurisdictionThis UNDERWRITER’S WARRANT (this “Warrant”) of Ideal Power Inc., a corporation, duly organized and validly existing under the laws of the State of Delaware (the “Company”), is being issued pursuant to that certain Underwriting Agreement, dated as of __________, 2013 (the “Underwriting Agreement”), between the Company and MDB Capital Group, LLC (the “Underwriter”) relating to a firm commitment public offering (the “Offering”) of ________ shares of common stock, $0.001 par value per share, of the Company (the “Common Stock”) underwritten by the Underwriter.
THIS WARRANT AND THE SECURITIES ISSUABLE UPON EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR ANY OTHER SECURITIES LAWS AND MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED, PLEDGED OR...Nile Therapeutics, Inc. • April 22nd, 2010 • Pharmaceutical preparations • New York
Company FiledApril 22nd, 2010 Industry JurisdictionThis REPRESENTATIVE’S WARRANT (this “Warrant”) of Nile Therapeutics, Inc., a corporation duly organized and validly existing under the laws of the State of Delaware (the “Company”), is being issued pursuant to that certain Underwriting Agreement, dated as of April 21, 2010 (the “Underwriting Agreement”), by and among the Company and Maxim Group LLC, as the representative of the underwriters named therein (the “Representative”) relating to a firm commitment public offering (the “Offering”) of common stock, $0.001 par value per share, of the Company (the “Common Stock”) and warrants to the purchase Common Stock underwritten by the Representative and the underwriters named in the Underwriting Agreement.
THIS WARRANT AND THE SECURITIES ISSUABLE UPON EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR ANY OTHER SECURITIES LAWS AND MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED, PLEDGED OR...Lihua International Inc. • August 17th, 2009 • Rolling drawing & extruding of nonferrous metals • New York
Company FiledAugust 17th, 2009 Industry JurisdictionThis REPRESENTATIVES’ WARRANT (this “Warrant”) of Lihua International, Inc., a corporation duly organized and validly existing under the laws of the State of Delaware (the “Company”), is being issued pursuant to that certain Underwriting Agreement, dated as of August [ ], 2009 (the “Underwriting Agreement”), by and among the Company and Broadband Capital Management LLC and Rodman & Renshaw, LLC, as the representatives of the underwriters named therein (the “Representatives”) relating to a firm commitment public offering (the “Offering”) of 2,000,000 shares of common stock, $0.0001 par value per share, of the Company (the “Common Stock”) underwritten by the Representatives and the underwriters named in the Underwriting Agreement.
THIS WARRANT AND THE SECURITIES ISSUABLE UPON EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR ANY OTHER SECURITIES LAWS AND MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED, PLEDGED OR...CampusU • October 30th, 2007 • Retail-miscellaneous retail • New Jersey
Company FiledOctober 30th, 2007 Industry JurisdictionThis REPRESENTATIVE’S WARRANT (this “Warrant”) of CampusU, Inc., a corporation duly organized and validly existing under the laws of the State of Delaware (the “Company”), is being issued pursuant to that certain Underwriting Agreement, dated as of ________________________, 2007 (the “Underwriting Agreement”), by and between the Company and Maxim Group LLC, the representative of the underwriters named therein (the “Representative”) relating to a firm commitment public offering (the “Offering”) of [ ] shares of common stock, $0.00041 par value per share, of the Company (the “Common Stock”) underwritten by the Representative and the underwriters named in the Underwriting Agreement.