CACHET FINANCIAL SOLUTIONS, INC. REPRESENTATIVE’S WARRANT 28,000 shares of Common Stock March 15, 2017Representative's Warrant • March 21st, 2017 • Cachet Financial Solutions, Inc. • Telegraph & other message communications • Nevada
Contract Type FiledMarch 21st, 2017 Company Industry JurisdictionThis REPRESENTATIVE’S WARRANT (this “Warrant”) of Cachet Financial Solutions, Inc., a corporation duly organized and validly existing under the laws of the State of Delaware (the “Company”), is being issued pursuant to that certain Underwriting Agreement, dated as of March 10, 2017 (the “Underwriting Agreement”), by and among the Company and Lake Street Capital Markets, LLC, as the representative of the underwriters named therein (the “Representative”) relating to a firm commitment public offering (the “Offering”) of common stock, $0.0001 par value per share, of the Company (the “Common Stock”), and warrants to the purchase Common Stock underwritten by the Representative and the underwriters named in the Underwriting Agreement.
ContractRepresentative's Warrant • December 31st, 2015 • Peekay Boutiques, Inc. • Retail-retail stores, nec • Nevada
Contract Type FiledDecember 31st, 2015 Company Industry JurisdictionTHIS WARRANT AND THE SECURITIES ISSUABLE UPON EXERCISE HEREOF MAY NOT BE SOLD, TRANSFERRED, ASSIGNED, PLEDGED, OR HYPOTHECATED, OR BE THE SUBJECT OF ANY HEDGING, SHORT SALE, DERIVATIVE, PUT, OR CALL TRANSACTION THAT WOULD RESULT IN THE EFFECTIVE ECONOMIC DISPOSITION OF SUCH SECURITIES BY ANY PERSON UNTIL 180 DAYS IMMEDIATELY FOLLOWING THE DATE OF THE OFFERING (AS DEFINED BELOW), EXCEPT IN ACCORDANCE WITH FINRA RULE 5110(g)(2).