PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • January 11th, 2019 • Magnegas Applied Technology Solutions, Inc. • Special industry machinery, nec • New York
Contract Type FiledJanuary 11th, 2019 Company Industry JurisdictionThis letter (the “Agreement”) constitutes the agreement among Maxim Group LLC (“Maxim” or the “Placement Agent”) and MagneGas Applied Technology Solutions, Inc. (the “Company”), that the Placement Agent shall serve as the exclusive lead placement agent for the Company, on a “reasonable best efforts” basis, in connection with the proposed placement (the “Placement”) of shares (the “Shares”) of the Company’s common stock, par value $0.001 per share (the “Common Stock”) and warrants to purchase shares of Common Stock (the “Warrants”). The Shares, the Warrants and the shares of Common Stock underlying the Warrants (the “Warrant Shares”) are hereinafter referred to collectively as the “Securities”). The Shares are being offered pursuant to the registration statement on Form S-3 (File No. 333-207928)(the “Registration Statement”, and the prospectus contained therein, the “Prospectus”) initially filed by the Company with the Securities and Exchange Commission (the “SEC”) under the Securities
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • October 11th, 2018 • Magnegas Applied Technology Solutions, Inc. • Special industry machinery, nec • New York
Contract Type FiledOctober 11th, 2018 Company Industry JurisdictionThis letter (the “Agreement”) constitutes the agreement among Maxim Group LLC (“Maxim” or the “Placement Agent”) and MagneGas Applied Technology Solutions, Inc. (the “Company”), that the Placement Agent shall serve as the exclusive placement agent for the Company, on a “reasonable best efforts” basis, in connection with the proposed placement (the “Placement”) of shares (the “Shares”) of the Company’s common stock, par value $0.001 per share (the “Common Stock”) and warrants to purchase shares of Common Stock (the “Warrants”). The Shares, the Warrants and the shares of Common Stock underlying the Warrants (the “Warrant Shares”) are hereinafter referred to collectively as the “Securities”). The Securities are being offered pursuant to the registration statement on Form S-3 (File No. 333-207928)(the “Registration Statement”, and the prospectus contained therein, the “Prospectus”) initially filed by the Company with the Securities and Exchange Commission (the “SEC”) under the Securities A