GOOD TIMES RESTAURANTS INC. 2,420,705 SHARES COMMON STOCK UNDERWRITING AGREEMENTUnderwriting Agreement • May 7th, 2015 • Good Times Restaurants Inc • Retail-eating places • New York
Contract Type FiledMay 7th, 2015 Company Industry JurisdictionGood Times Restaurants Inc., a Nevada corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell an aggregate of 2,420,705 shares of the Company’s common stock, par value $0.001 per share (the “Common Stock”), to the several underwriters named in Schedule I hereto (the “Underwriters”) for whom Janney Montgomery Scott LLC (“Janney”) and Stephens Inc. (“Stephens” and, collectively with Janney, the “Representatives”) are serving as representatives. The 2,420,705 shares of Common Stock to be sold to the Underwriters by the Company on the Closing Date (as defined below) are referred to herein as the “Firm Shares.” The respective amounts of the Firm Shares to be purchased by the several Underwriters are set forth opposite their names in Schedule I hereto. The Firm Shares shall be offered to the public at a public offering price of $8.15 per Firm Share (the “Offering Price”).
UNDERWRITING AGREEMENT 1,134,155 SHARES GAS NATURAL INC. COMMON STOCK UNDERWRITING AGREEMENTUnderwriting Agreement • November 7th, 2013 • Osborne Richard M • New York
Contract Type FiledNovember 7th, 2013 Company JurisdictionRichard M. Osborne, as Trustee of the Richard M. Osborne Trust dated January 13, 1995, as amended on February 24, 2012 (the “Trust”), Thomas J. Smith (“Smith”) (the Trust and Smith collectively, the “Selling Shareholders”), and Gas Natural Inc., an Ohio corporation (the “Company”), propose, subject to the terms and conditions stated herein, to sell shares of common stock, par value $0.15 per share (the “Common Stock”) of the Company, as set forth on Schedule I, to the several underwriters named in Schedule II hereto (the “Underwriters”) for whom Janney Montgomery Scott LLC is serving as Representative (the “Representative”). The Common Stock to be sold to the Underwriters by the Selling Shareholders and the Company are referred to herein as the “Firm Shares.” The respective amounts of the Firm Shares to be purchased by the several Underwriters are set forth opposite their names in Schedule II hereto. The Firm Shares shall be offered to the public at a public offering price of $10.00 pe
UNDERWRITING AGREEMENT 1,134,155 SHARES GAS NATURAL INC. COMMON STOCK UNDERWRITING AGREEMENTUnderwriting Agreement • November 1st, 2013 • Gas Natural Inc. • Natural gas distribution • New York
Contract Type FiledNovember 1st, 2013 Company Industry JurisdictionRichard M. Osborne, as Trustee of the Richard M. Osborne Trust dated January 13, 1995, as amended on February 24, 2012 (the “Trust”), Thomas J. Smith (“Smith”) (the Trust and Smith collectively, the “Selling Shareholders”), and Gas Natural Inc., an Ohio corporation (the “Company”), propose, subject to the terms and conditions stated herein, to sell shares of common stock, par value $0.15 per share (the “Common Stock”) of the Company, as set forth on Schedule I, to the several underwriters named in Schedule II hereto (the “Underwriters”) for whom Janney Montgomery Scott LLC is serving as Representative (the “Representative”). The Common Stock to be sold to the Underwriters by the Selling Shareholders and the Company are referred to herein as the “Firm Shares.” The respective amounts of the Firm Shares to be purchased by the several Underwriters are set forth opposite their names in Schedule II hereto. The Firm Shares shall be offered to the public at a public offering price of $10.00 pe
UNDERWRITING AGREEMENT 13,065,453 FIRM SHARES 1,959,817 OPTIONAL SHARES DELIA*S, INC. COMMON STOCK UNDERWRITING AGREEMENTUnderwriting Agreement • July 26th, 2013 • dELiAs, Inc. • Retail-catalog & mail-order houses • New York
Contract Type FiledJuly 26th, 2013 Company Industry Jurisdiction
UNDERWRITING AGREEMENT 1,500,000 SHARES GAS NATURAL INC. COMMON STOCK UNDERWRITING AGREEMENTUnderwriting Agreement • July 11th, 2013 • Gas Natural Inc. • Natural gas distribution • New York
Contract Type FiledJuly 11th, 2013 Company Industry JurisdictionGas Natural Inc., an Ohio corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell an aggregate of 1,500,000 shares (the “Shares”) of common stock, par value $0.15 per share (the “Common Stock”) of the Company, to the several underwriters named in Schedule I hereto (the “Underwriters”) for whom Janney Montgomery Scott LLC is serving as Representative (the “Representative”). The Common Stock to be sold to the Underwriters by the Company is referred to herein as the “Firm Shares.” The respective amounts of the Firm Shares to be purchased by the several Underwriters are set forth opposite their names in Schedule I hereto. The Firm Shares shall be offered to the public at a public offering price of $10.00 per Firm Share (the “Offering Price”).
UNDERWRITING AGREEMENT 800,000 SHARES GAS NATURAL INC. COMMON STOCK UNDERWRITING AGREEMENTUnderwriting Agreement • July 12th, 2012 • Gas Natural Inc. • Natural gas distribution • New York
Contract Type FiledJuly 12th, 2012 Company Industry JurisdictionRichard M. Osborne, as Trustee of the Chowder Trust dated February 24, 2012 (the “Selling Shareholder”), proposes, subject to the terms and conditions stated herein, to sell an aggregate of 700,000 shares (the “Shares”) of common stock, par value $0.15 per share (the “Common Stock”) of Gas Natural Inc., an Ohio corporation (the “Company”), to the several underwriters named in Schedule I hereto (the “Underwriters”) for whom Janney Montgomery Scott LLC is serving as Representative (the “Representative”). The Common Stock to be sold to the Underwriters by the Selling Shareholder is referred to herein as the “Firm Shares.” The respective amounts of the Firm Shares to be purchased by the several Underwriters are set forth opposite their names in Schedule I hereto. The Firm Shares shall be offered to the public at a public offering price of $10.10 per Firm Share (the “Offering Price”).
UNDERWRITING AGREEMENT 800,000 SHARES GAS NATURAL INC. COMMON STOCK UNDERWRITING AGREEMENTUnderwriting Agreement • June 27th, 2012 • Gas Natural Inc. • Natural gas distribution • New York
Contract Type FiledJune 27th, 2012 Company Industry JurisdictionRichard M. Osborne, as Trustee of the Chowder Trust dated February 24, 2012 (the “Selling Shareholder”), proposes, subject to the terms and conditions stated herein, to sell an aggregate of 700,000 shares (the “Shares”) of common stock, par value $0.15 per share (the “Common Stock”) of Gas Natural Inc., an Ohio corporation (the “Company”), to the several underwriters named in Schedule I hereto (the “Underwriters”) for whom Janney Montgomery Scott LLC is serving as Representative (the “Representative”). The Common Stock to be sold to the Underwriters by the Selling Shareholder is referred to herein as the “Firm Shares.” The respective amounts of the Firm Shares to be purchased by the several Underwriters are set forth opposite their names in Schedule I hereto. The Firm Shares shall be offered to the public at a public offering price of $10.10 per Firm Share (the “Offering Price”).
FORM OF UNDERWRITING AGREEMENT 800,000 SHARES GAS NATURAL INC. COMMON STOCK UNDERWRITING AGREEMENTUnderwriting Agreement • June 12th, 2012 • Gas Natural Inc. • Natural gas distribution • New York
Contract Type FiledJune 12th, 2012 Company Industry JurisdictionRichard M. Osborne, as Trustee of the Chowder Trust dated February 24, 2012 (the “Selling Shareholder”), proposes, subject to the terms and conditions stated herein, to sell an aggregate of 700,000 shares (the “Shares”) of common stock, par value $0.15 per share (the “Common Stock”) of Gas Natural Inc., an Ohio corporation (the “Company”), to the several underwriters named in Schedule I hereto (the “Underwriters”) for whom Janney Montgomery Scott LLC is serving as Representative (the “Representative”). The Common Stock to be sold to the Underwriters by the Selling Shareholder is referred to herein as the “Firm Shares.” The respective amounts of the Firm Shares to be purchased by the several Underwriters are set forth opposite their names in Schedule I hereto. The Firm Shares shall be offered to the public at a public offering price of $ per Firm Share (the “Offering Price”).
2,100,000 SHARES GAS NATURAL INC. COMMON STOCK UNDERWRITING AGREEMENTUnderwriting Agreement • November 19th, 2010 • Gas Natural Inc. • Natural gas distribution • New York
Contract Type FiledNovember 19th, 2010 Company Industry JurisdictionJANNEY MONTGOMERY SCOTT LLC As Representative of the Several Underwriters Named in Schedule I hereto c/o Janney Montgomery Scott LLC 1801 Market Street Philadelphia, PA 19103
2,100,000 SHARES GAS NATURAL INC. COMMON STOCK UNDERWRITING AGREEMENTUnderwriting Agreement • November 15th, 2010 • Gas Natural Inc. • Natural gas distribution • New York
Contract Type FiledNovember 15th, 2010 Company Industry JurisdictionJANNEY MONTGOMERY SCOTT LLC As Representative of the Several Underwriters Named in Schedule I hereto c/o Janney Montgomery Scott LLC 1801 Market Street Philadelphia, PA 19103
2,100,000 SHARES GAS NATURAL INC. COMMON STOCK UNDERWRITING AGREEMENTUnderwriting Agreement • November 9th, 2010 • Gas Natural Inc. • Natural gas distribution • New York
Contract Type FiledNovember 9th, 2010 Company Industry JurisdictionJANNEY MONTGOMERY SCOTT LLC As Representative of the Several Underwriters Named in Schedule I hereto c/o Janney Montgomery Scott LLC 1801 Market Street Philadelphia, PA 19103
1,700,000 SHARES MIDDLESEX WATER COMPANY COMMON STOCK UNDERWRITING AGREEMENTUnderwriting Agreement • June 9th, 2010 • Middlesex Water Co • Water supply • Pennsylvania
Contract Type FiledJune 9th, 2010 Company Industry JurisdictionMiddlesex Water Company, a New Jersey corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to sell to the several Underwriters named in Schedule I hereto (the “Underwriters”), for whom Janney Montgomery Scott LLC and Edward D. Jones & Co., LP are serving as Representatives (the “Representatives”), an aggregate of 1,700,000 shares of the Company’s Common Stock, no par value (the “Common Shares”). The 1,700,000 Common Shares to be sold to the Underwriters by the Company are referred to herein as the “Firm Shares.” The respective amounts of the Firm Shares to be purchased by the several Underwriters are set forth opposite their names in Schedule I hereto. The Firm Shares shall be offered to the public at a public offering price of $15.21 per Firm Share (the “Offering Price”).