CLIENT AGREEMENT - SECURITIES TRADINGClient Agreement • October 19th, 2020 • Hong Kong
Contract Type FiledOctober 19th, 2020 JurisdictionIn consideration of Yaw Kai Financial Group Limited (the “Broker”) of Unit 1605B-1606A, 16/F Manulife Financial Centre Tower A, Kwun Tong, Hong Kong (a Licensed Corporation (CE No. BNI747) licensed with the Securities and Futures Commission ) agreeing to allow the Client identified in the Client Information Form to open one or more accounts with the Broker and providing services to the Client in connection with securities trading with or without margin financing facilities, the Client HEREBY AGREES that all Transactions executed by the Broker for any Account shall be subject to the Client Master Agreement (including without limitation the General Terms and Conditions and the Additional Terms applicable to the services provided by the Broker) as amended from time to time and notified to the Client. The Broker's current provisions of the Client Master Agreement are hereinafter set out:
CLIENT AGREEMENT - SECURITIES TRADINGClient Agreement • January 2nd, 2020 • Hong Kong
Contract Type FiledJanuary 2nd, 2020 JurisdictionIn consideration of Yaw Kai Financial Group Limited (the “Broker”) of Unit 1605B-1606A, 16/F Manulife Financial Centre Tower A, Kwun Tong, Hong Kong (a Licensed Corporation (CE No. BNI747) licensed with the Securities and Futures Commission ) agreeing to allow the Client identified in the Client Information Form to open one or more accounts with the Broker and providing services to the Client in connection with securities trading with or without margin financing facilities, the Client HEREBY AGREES that all Transactions executed by the Broker for any Account shall be subject to the Client Master Agreement (including without limitation the General Terms and Conditions and the Additional Terms applicable to the services provided by the Broker) as amended from time to time and notified to the Client. The Broker's current provisions of the Client Master Agreement are hereinafter set out: