Common Contracts
3 similar California Investment Trust contracts by California Investment Trust
CALIFORNIA INVESTMENT TRUST AND CODE OF ETHICS (Revised August 2010)California Investment Trust • December 30th, 2010 • California Investment Trust
Rule 17j-1 under the Investment Company Act of 1940, as amended (the “1940 Act”), requires every investment company (as well as its investment advisor and principal underwriter) to have a written Code of Ethics, which specifically deals with “insider trading” by “access persons.” Access Persons are defined to include officers of California Investment Trust, a Delaware statutory trust (the “Trust”), directors and officers of CCM Partners (the “Adviser”), advisory personnel of the Adviser with substantial responsibility or with knowledge of the investments of the Funds constituting series of the Trust (each, a “Fund”), and each member of the Board of Trustees. The Rule also requires that reasonable diligence be used and procedures instituted to prevent violations of this Code of Ethics.
CALIFORNIA INVESTMENT TRUST AND CODE OF ETHICS (Revised March 2009)California Investment Trust • December 30th, 2009 • California Investment Trust
Rule 17j-1 under the Investment Company Act of 1940, as amended (the “1940 Act”), requires every investment company (as well as its investment advisor and principal underwriter) to have a written Code of Ethics, which specifically deals with “insider trading” by “access persons.” Access Persons are defined to include officers of California Investment Trust, a Delaware statutory trust (the “Trust”), directors and officers of CCM Partners (the “Adviser”), advisory personnel of the Adviser with substantial responsibility or with knowledge of the investments of the Funds constituting series of the Trust (each, a “Fund”), and each member of the Board of Trustees. The Rule also requires that reasonable diligence be used and procedures instituted to prevent violations of this Code of Ethics.
CALIFORNIA INVESTMENT TRUST AND CODE OF ETHICS (Revised May 5 2008)California Investment Trust • December 31st, 2008 • California Investment Trust
