Common Contracts
9 similar Underwriting Agreement contracts by First Capital Bancorp, Inc., Apellis Pharmaceuticals, Inc., Enterprise Financial Services Corp, others
Apellis Pharmaceuticals, Inc. Shares Common Stock ($0.0001 par value per share) Underwriting AgreementUnderwriting Agreement • April 16th, 2018 • Apellis Pharmaceuticals, Inc. • Pharmaceutical preparations • New York
Apellis Pharmaceuticals, Inc., a corporation organized under the laws of the State of Delaware (the “Company”), proposes to sell to the several underwriters named in Schedule I hereto (the “Underwriters”), for whom you (the “Representatives”) are acting as representatives, [•] shares of common stock, $0.0001 par value per share (“Common Stock”) of the Company (said shares to be issued and sold by the Company being hereinafter called the “Underwritten Securities”). The Company also proposes to grant to the Underwriters an option to purchase up to [•] additional shares of Common Stock (the “Option Securities”; the Option Securities, together with the Underwritten Securities, being hereinafter called the “Securities”). To the extent there are no additional Underwriters listed on Schedule I other than you, the term Representatives as used herein shall mean you, as Underwriters, and the terms Representatives and Underwriters shall mean either the singular or plural as the context requires.
Enterprise Financial Services CorpUnderwriting Agreement • October 28th, 2016 • Enterprise Financial Services Corp • State commercial banks • New York
Enterprise Financial Services Corp, a Delaware corporation (the “Company”), confirms its agreement with Sandler O’Neill + Partners, L.P. (the “Underwriter”) with respect to the issue and sale by the Company, and the purchase by the Underwriter of $50,000,000 aggregate principal amount of the Company’s 4.75% Fixed to Floating Rate Subordinated Notes due November 1, 2026 (the “Securities”). The Securities are to be issued pursuant to a subordinated indenture to be dated as of November 1, 2016 (the “Base Indenture”) between the Company and U.S. Bank National Association, as trustee (the “Trustee”), as supplemented by a first supplemental indenture, to be dated as of November 1, 2016, between the Company and the Trustee (the “First Supplemental Indenture” and, together with the Base Indenture, the “Indenture”).
FIRST COMMUNITY CORPORATION (a South Carolina corporation) 11,350 Shares of Fixed Rate Cumulative Perpetual Preferred Stock Preferred Stock, Series T (par value $1.00 per share) UNDERWRITING AGREEMENTUnderwriting Agreement • August 21st, 2012 • First Community Corp /Sc/ • National commercial banks • New York
Merrill Lynch, Pierce, Fenner & Smith Incorporated Sandler O’Neill & Partners, L.P. as Representatives of the several Underwriters c/o Merrill Lynch, Pierce, Fenner & Smith Incorporated One Bryant Park New York, New York 10036 and Sandler O’Neill & Partners, L.P. 1251 Avenue of the Americas, 6th Floor New York, New York 10020
UNDERWRITING AGREEMENTUnderwriting Agreement • July 3rd, 2012 • Southern First Bancshares Inc • National commercial banks • New York
UNDERWRITING AGREEMENTUnderwriting Agreement • June 21st, 2012 • Peoples Bancorp of North Carolina Inc • State commercial banks • New York
LNB BANCORP, INC. (an Ohio corporation) 25,223 Shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series B UNDERWRITING AGREEMENTUnderwriting Agreement • June 19th, 2012 • LNB Bancorp Inc • State commercial banks • New York
FIRST CAPITAL BANCORP, INC. (a Virginia corporation) 10,958 Shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series A UNDERWRITING AGREEMENTUnderwriting Agreement • June 15th, 2012 • First Capital Bancorp, Inc. • State commercial banks • New York
FIDELITY SOUTHERN CORPORATION (a Georgia corporation) 48,200 Shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series A UNDERWRITING AGREEMENTUnderwriting Agreement • May 21st, 2012 • Fidelity Southern Corp • State commercial banks • New York
Fidelity Southern Corporation, a Georgia corporation (the “Company”), Fidelity Bank (the “Bank”) and the United States Department of the Treasury (the “Selling Shareholder”) each confirms its agreement with — and — (the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 11 hereof), for whom — and — are acting as Representatives (in such capacity, the “Representatives”), with respect to the sale by the Selling Shareholder and the purchase by the Underwriters, acting severally and not jointly, of the respective numbers of shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series A, liquidation preference amount $1,000 per share, of the Company (the “Preferred Stock”) set forth in Schedule A hereto. The aforesaid 48,200 shares of Preferred Stock to be purchased by the Underwriters are referred to herein, collectively, as the “Securities.”
FIRST CAPITAL BANCORP, INC. (a Virginia corporation) 10,958 Shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series A UNDERWRITING AGREEMENTUnderwriting Agreement • May 14th, 2012 • First Capital Bancorp, Inc. • State commercial banks • New York
First Capital Bancorp, Inc., a Virginia corporation (the “Company”), First Capital Bank, a Virginia chartered commercial bank (the “Bank”) and the United States Department of the Treasury (the “Selling Shareholder”) each confirms its agreement with — and — (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 11 hereof), for whom — and — are acting as Representatives (in such capacity, the “Representatives”), with respect to the sale by the Selling Shareholder and the purchase by the Underwriters, acting severally and not jointly, of the respective numbers of shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series A, par value $4.00 per share, of the Company (the “Preferred Stock”) set forth in Schedule A hereto. The aforesaid 10,958 shares of Preferred Stock to be purchased by the Underwriters are referred to herein, collectively, as the “Securities.”
