Common Contracts
2 similar Placement Agency Agreement contracts
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • June 26th, 2021 • New York
Community Business Bank, a California State Chartered Bank, (the "Bank"), and the United States Department of the Treasury (the "Selling Shareholder") each confirms its agreement (this "Agreement") with Sandler O'Neill & Partners, L.P. ("Sandler O'Neill") and Stifel, Nicolaus & Company, Incorporated ("Stifel," and collectively with Sandler O'Neill, the "Placement Agents") with respect to the direct sale by the Selling Shareholder to one or more Winning Bidders (as defined in Section 2(a) hereof) and the placement, as agent of the Selling Shareholder, by the Placement Agents of 3,976 shares of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series A, no par value, of the Bank (the "Series A Preferred Stock") and 199 shares of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, no par value, of the Bank (the "Series B Preferred Stock", and collectively with the Series A Preferred Stock, the "Securities").
LONE STAR BANKPlacement Agency Agreement • November 17th, 2014 • New York
Lone Star Bank, a Texas banking association (the "Bank"), and the United States Department of the Treasury (the "Selling Shareholder") each confirms its agreement (this "Agreement") with the placement agents set forth on Schedule A hereto (the "Placement Agents") with respect to the direct sale by the Selling Shareholder to one or more Winning Bidders (as defined in Section 2(a) hereof) and the placement, as agent of the Selling Shareholder, by the Placement Agents of 3,072 Shares of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series A, $1.00 par value per share, and 154 Shares of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, $1.00 par value per share, of the Bank (collectively, the "Securities").
