Tesla Motors, Inc. Common Stock, par value $0.001 Underwriting AgreementUnderwriting Agreement • August 19th, 2015 • Tesla Motors Inc • Motor vehicles & passenger car bodies • New York
Contract Type FiledAugust 19th, 2015 Company Industry JurisdictionTesla Motors, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of 2,694,934 shares, par value $0.001 (“Stock”) of the Company (the “Firm Shares”) and, at the election of the Underwriters, up to 404,239 additional shares (the “Optional Shares”) of Stock (the Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 2 hereof are herein collectively called the “Shares”).
The Navigators Group, Inc. Underwriting Agreement October 2, 2013Underwriting Agreement • October 4th, 2013 • Navigators Group Inc • Fire, marine & casualty insurance • New York
Contract Type FiledOctober 4th, 2013 Company Industry JurisdictionThe Navigators Group, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of $265,000,000 principal amount of 5.75% Senior Notes due 2023 of the Company (the “Securities”).
Tesla Motors, Inc.Underwriting Agreement • May 20th, 2013 • Tesla Motors Inc • Motor vehicles & passenger car bodies • New York
Contract Type FiledMay 20th, 2013 Company Industry JurisdictionTesla Motors, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of $600,000,000 principal amount of its 1.50% convertible senior notes due 2018 (the “Firm Securities”), which shall be convertible into cash or a combination of cash and shares of Common Stock of the Company, par value $0.001 (“Stock,” and any shares of Stock issuable upon conversion of the Securities, including, for the avoidance of doubt, any additional shares deliverable upon conversion in connection with a make-whole fundamental change, the “Underlying Shares”), and, at the election of the Underwriters, up to an aggregate of $60,000,000 additional principal amount of 1.50% convertible senior notes due 2018 (the “Optional Securities”) (the Firm Securities and the Optional Securities that the Underwriters elect to purchase pursuant to Section 2 hereof are herein coll
ZIONS BANCORPORATION UNDERWRITING AGREEMENT 5,048,846 Depositary Shares Each Representing a 1/40th Interest In a Share of Series H Fixed-Rate Non-Cumulative Perpetual Preferred StockUnderwriting Agreement • May 3rd, 2013 • Zions Bancorporation /Ut/ • National commercial banks • New York
Contract Type FiledMay 3rd, 2013 Company Industry Jurisdiction
Glimcher Realty Trust (Liquidation Preference of $25.00) Underwriting AgreementUnderwriting Agreement • March 27th, 2013 • Glimcher Realty Trust • Real estate investment trusts • New York
Contract Type FiledMarch 27th, 2013 Company Industry JurisdictionGlimcher Realty Trust, a Maryland real estate investment trust (the “Company”), which is a limited partner of Glimcher Properties Limited Partnership, a Delaware limited partnership (the “Partnership”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of 3,600,000 shares (the “Firm Shares”) and, at the election of the Representatives, up to 400,000 additional shares to cover over-allotments (the “Optional Shares”) of 6.875% Series I Cumulative Redeemable Preferred Shares of Beneficial Interest, par value $0.01 per share (the “Preferred Stock”), of the Company (the Firm Shares and the Optional Shares that the Underwriters elect to pursuant to Section 2 hereof being collectively called the “Shares”). References throughout this Agreement to “subsidiaries” shall include the Partnership. References throughout this Agreement to “you” or “your” shall refer to Wells Fargo Securities,
UNDERWRITING AGREEMENT REGIONS FINANCIAL CORPORATION 20,000,000 Depositary SharesUnderwriting Agreement • November 1st, 2012 • Regions Financial Corp • National commercial banks • New York
Contract Type FiledNovember 1st, 2012 Company Industry Jurisdiction
Glimcher Realty Trust (Liquidation Preference of $25.00) Underwriting AgreementUnderwriting Agreement • August 7th, 2012 • Glimcher Realty Trust • Real estate investment trusts • New York
Contract Type FiledAugust 7th, 2012 Company Industry JurisdictionGlimcher Realty Trust, a Maryland real estate investment trust (the “Company”), which is a limited partner of Glimcher Properties Limited Partnership, a Delaware limited partnership (the “Partnership”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of 3,600,000 shares (the “Firm Shares”) and, at the election of the Representatives, up to 400,000 additional shares to cover over-allotments (the “Optional Shares”) of 7.5% Series H Cumulative Redeemable Preferred Shares of Beneficial Interest, par value $0.01 per share (the “Preferred Stock”), of the Company (the Firm Shares and the Optional Shares that the Underwriters elect to pursuant to Section 2 hereof being collectively called the “Shares”). References throughout this Agreement to “subsidiaries” shall include the Partnership. References throughout this Agreement to “you” or “your” shall refer to Wells Fargo Securities, LL
Underwriting AgreementUnderwriting Agreement • November 9th, 2009 • Duff & Phelps Corp • Finance services • New York
Contract Type FiledNovember 9th, 2009 Company Industry JurisdictionDuff & Phelps Corporation, a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of 2,500,000 shares (the “Shares”) of Class A common stock, par value $.01 (“Stock”) of the Company. To the extent there are no additional Underwriters listed in Schedule I other than you, the terms “Underwriter” and “Underwriters” shall mean Goldman, Sachs & Co.
33,450,000 Shares BB&T Corporation Common Stock ($5.00 par value) Underwriting AgreementUnderwriting Agreement • August 21st, 2009 • Bb&t Corp • National commercial banks • New York
Contract Type FiledAugust 21st, 2009 Company Industry JurisdictionBB&T Corporation, a North Carolina corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule II hereto (the “Underwriters”) an aggregate of 33,450,000 shares (the “Firm Shares”) and, at the election of Credit Suisse Securities (USA) LLC and Deutsche Bank Securities Inc. (together, the “Representatives”), up to 5,011,538 additional shares (the “Optional Shares”) of the Company’s common stock, $5.00 par value (the “Common Stock”). The Firm Shares and the Optional Shares may be collectively referred to herein as the “Shares.”
75,000,000 Shares BB&T Corporation Common Stock ($5.00 par value) Underwriting AgreementUnderwriting Agreement • May 18th, 2009 • Bb&t Corp • National commercial banks • New York
Contract Type FiledMay 18th, 2009 Company Industry JurisdictionBB&T Corporation, a North Carolina corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule II hereto (the “Underwriters”) an aggregate of 75,000,000 shares (the “Firm Shares”) and, at the election of Goldman, Sachs & Co., J.P. Morgan Securities Inc. and Morgan Stanley & Co. Incorporated (together, the “Representatives”), up to 11,250,000 additional shares (the “Optional Shares”) of the Company’s common stock, $5.00 par value (the “Common Stock”). The Firm Shares and the Optional Shares may be collectively referred to herein as the “Shares.”
Underwriting AgreementUnderwriting Agreement • May 18th, 2009 • Duff & Phelps Corp • Finance services • New York
Contract Type FiledMay 18th, 2009 Company Industry JurisdictionDuff & Phelps Corporation, a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of 7,000,000 shares and, at the election of the Underwriters, up to 1,050,000 additional shares of Class A common stock, par value $.01 (“Stock”) of the Company. The 7,000,000 shares to be sold by the Company are herein called the “Firm Shares” and the additional shares to be sold by the Company at the election of the Underwriters are herein called the “Optional Shares”. The Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 3 hereof being collectively called the “Shares”.
Underwriting AgreementUnderwriting Agreement • April 24th, 2008 • Clean Harbors Inc • Hazardous waste management • New York
Contract Type FiledApril 24th, 2008 Company Industry JurisdictionClean Harbors, Inc., a Massachusetts corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of 2,500,000 shares (the “Firm Securities”), and, at the election of the Underwriters, the Company proposes, subject to the terms and conditions stated herein, to issue and to sell to the Underwriters up to 375,000 additional shares (the “Optional Securities” and, together with the Firm Securities, the “Securities”), of common stock, $0.01 par value per share (“Stock”), of the Company.
Underwriting AgreementUnderwriting Agreement • October 5th, 2006 • Exelixis Inc • Services-commercial physical & biological research • New York
Contract Type FiledOctober 5th, 2006 Company Industry JurisdictionPursuant to Section 8(e) of the Underwriting Agreement, Ernst & Young LLP shall furnish letters to the Underwriters to the effect that:
Underwriting AgreementUnderwriting Agreement • September 12th, 2006 • Suntrust Banks Inc • National commercial banks • New York
Contract Type FiledSeptember 12th, 2006 Company Industry JurisdictionSunTrust Banks, Inc., a Georgia corporation (the ”Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the ”Underwriters”) 5,000 shares of the Company’s Perpetual Preferred Stock, Series A (the “Preferred Shares”), which are represented by 20,000,000 depositary shares (the “Depositary Shares” and together, with the Preferred Shares, the “Shares”) deposited against delivery of Depositary Receipts (the “Depositary Receipts”) evidencing the Depositary Shares that are to be issued by U.S. Bank National Association, as depositary (the “Depositary”) under the Deposit Agreement to be entered into among the Company, the Depositary and the holders from time to time of the Depositary Receipts issued thereunder. Each Depositary Share represents beneficial ownership of 1/4,000th of a Preferred Share.
Underwriting AgreementUnderwriting Agreement • May 22nd, 2006 • Mastercard Inc • Services-business services, nec • New York
Contract Type FiledMay 22nd, 2006 Company Industry JurisdictionMasterCard Incorporated, a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of 61,520,912 shares (the “Firm Shares”) and, at the election of the Underwriters, up to 4,614,077 additional shares (the “Optional Shares”) of Class A Common Stock, par value $.0001 per share (“Stock”), of the Company (the Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 2 hereof are herein collectively called the “Shares”).