Common Stock ($0.01 par value) PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • February 13th, 2007 • Immtech Pharmaceuticals, Inc. • Biological products, (no disgnostic substances) • New York
Contract Type FiledFebruary 13th, 2007 Company Industry JurisdictionIMMTECH PHARMACEUTICALS, INC., a Delaware corporation (the “Company”) proposes, subject to the terms and conditions contained herein and in the Purchase Agreements in the form of Exhibit A attached hereto (the “Purchase Agreements”) entered into with the Investors identified therein (each an “Investor” and, collectively, the “Investors”), to issue and sell its common stock, $0.01 par value per share, (the “Common Stock”) up to an aggregate of 1,200,000 shares of Common Stock, (the “Shares”). The Company hereby sets forth its agreement (this “Agreement”) with Ferris, Baker Watts, Incorporated (“FBW”) acting as the placement agent (the “Placement Agent”) for this proposed registered direct offering. The Shares are more fully described in the Registration Statement (as hereinafter defined).
19,060,000 Shares GENTA INCORPORATED Common Stock PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • August 8th, 2005 • Genta Inc De/ • Biological products, (no disgnostic substances) • New York
Contract Type FiledAugust 8th, 2005 Company Industry JurisdictionGenta Incorporated, a Delaware corporation (the “Company”) proposes, subject to the terms and conditions contained herein and in the Subscription Agreements in the form of Exhibit A attached hereto (the “Subscription Agreements”) entered into with the Investors identified therein (each an “Investor” and, collectively, the “Investors”), to issue and sell an aggregate 19,060,000 shares (the “Shares”) of common stock, $0.001 par value per share (the “Common Stock”), of the Company directly to the Investors. The Company desires to engage you as its placement agent (the “Placement Agent”) in connection with such issuance and sale. The Shares are more fully described in the Registration Statement (as hereinafter defined).