Common Contracts
2 similar Selected Dealer Agreement contracts by UBS Series Funds
FORM OF SELECTED DEALER AGREEMENT (CLASS I SHARES)Selected Dealer Agreement • May 24th, 2018 • UBS Series Funds • New York
This Selected Dealer Agreement (“Agreement”) is entered into as of [___________], by and between UBS Asset Management (US) Inc., a Delaware corporation, (“we” or “us”) and [___________________________], a [______________] corporation (“you”). We are the exclusive national distributor of the Class I shares (“Shares”) of UBS Ultra Short Income Fund (the “Fund”), which is a series of UBS Series Funds, an investment company registered under the Investment Company Act of 1940, as amended (“1940 Act”). We understand that you wish to act as a Selected Dealer with respect to the Shares. You have represented that you are a broker-dealer registered with the Securities and Exchange Commission (“SEC”) under the Securities Exchange Act of 1934, as amended (“1934 Act”), and a member in good standing of the Financial Industry Regulatory Authority (“FINRA”), or a “bank” as defined in Section 3(a)(6) of the 1934 Act (“Bank”) and are not required to register as a broker-dealer under the 1934 Act at the
FORM OF SELECTED DEALER AGREEMENT (CLASS A AND CLASS P SHARES)Selected Dealer Agreement • May 24th, 2018 • UBS Series Funds • New York
This Selected Dealer Agreement (“Agreement”) is entered into as of [___________], by and between UBS Asset Management (US) Inc., a Delaware corporation, (“we” or “us”) and [___________________________], a [______________] corporation (“you”). We are the exclusive national distributor of the Class A and Class P shares (“Shares”) of UBS Ultra Short Income Fund (the “Fund”), which is a series of UBS Series Funds, an investment company registered under the Investment Company Act of 1940, as amended (“1940 Act”). We understand that you wish to act as a Selected Dealer with respect to the Shares. You have represented that you are a broker-dealer registered with the Securities and Exchange Commission (“SEC”) under the Securities Exchange Act of 1934, as amended (“1934 Act”), and a member in good standing of the Financial Industry Regulatory Authority (“FINRA”), or a “bank” as defined in Section 3(a)(6) of the 1934 Act (“Bank”) and are not required to register as a broker-dealer under the 1934
