NOVABAY PHARMACEUTICALS, INC. Common Shares UNDERWRITING AGREEMENTUnderwriting Agreement • September 20th, 2007 • NovaBay Pharmaceuticals, Inc. • Pharmaceutical preparations • New York
Contract Type FiledSeptember 20th, 2007 Company Industry JurisdictionEach of the undersigned, Ramin Najafi, Ph.D, Chairman, President and Chief Executive Officer of NovaBay Pharmaceuticals, Inc., a California corporation (the “Company”), and John O’Reilly, Senior Vice President, Corporate Development, Chief Financial Officer, Treasurer and Director of the Company, on behalf of the Company, does hereby certify pursuant to Section 6(j) of that certain Underwriting Agreement dated , 2007 (the “Underwriting Agreement”) among the Company and, on behalf of the several Underwriters named therein, Dundee Securities Corporation and Desjardins Securities Inc., that as of , 2007:
Photowatt Technologies Inc. 10,937,500 Common Shares Underwriting AgreementUnderwriting Agreement • March 15th, 2007 • Photowatt Technologies Inc. • Semiconductors & related devices • New York
Contract Type FiledMarch 15th, 2007 Company Industry JurisdictionPhotowatt Technologies Inc., a Canadian corporation (the “Company”) and wholly owned subsidiary of ATS Automation Tooling Systems Inc., an Ontario corporation (the “Parent”), proposes to issue and sell to the underwriters named in Schedule A annexed hereto (the “Underwriters”), for whom you are acting as representatives, an aggregate of 10,937,500 common shares (the “Firm Shares”) of the Company (the “Common Shares”). In addition, solely for the purpose of covering over-allotments, the Company proposes to grant to the Underwriters the option to purchase from the Company up to an additional 1,640,625 Common Shares (the “Additional Shares”). The Firm Shares and the Additional Shares are hereinafter collectively sometimes referred to as the “Shares.” The Shares are described in the Prospectuses (as defined below) which are referred to below.
Photowatt Technologies Inc. 10,937,500 Common Shares Underwriting AgreementUnderwriting Agreement • March 15th, 2007 • Photowatt Technologies Inc. • Semiconductors & related devices • New York
Contract Type FiledMarch 15th, 2007 Company Industry Jurisdiction