Common Contracts
11 similar Underwriting Agreement contracts by Fantex, Inc.
268,100 Shares of FANTEX, INC. Fantex Series Jack Mewhort Convertible Tracking Stock UNDERWRITING AGREEMENTUnderwriting Agreement • June 8th, 2015 • Fantex, Inc. • Services-business services, nec • New York
This Underwriting Agreement (this “Agreement”) constitutes the agreement by and among Fantex, Inc., a Delaware corporation (the “Company”), Fantex Holdings, Inc. (the “Parent”), Fantex Brokerage Services, LLC (“FBS”) and Merriman Capital Inc. (“Merriman”) that (i) FBS shall serve as the underwriter for the offering (the “Offering”), on a best efforts, all or none basis, of an aggregate of 268,100 shares (the “Shares”) of the Company’s Fantex Series Jack Mewhort Convertible Tracking Stock, par value $0.0001 per share (the “Fantex Series Jack Mewhort”), and (ii) Merriman shall act as the “qualified independent underwriter” for the Offering within the meaning of Rule 5121 of the Financial Industry Regulatory Authority, Inc. (“FINRA”). The Shares will be convertible at the option of the Company into shares (the “Conversion Shares”) of platform common stock, par value $0.0001 per share, of the Company (the “Platform Common Stock”). Merriman hereby represents, warrants and confirms that in i
362,200 Shares of FANTEX, INC. Fantex Series Michael Brockers Convertible Tracking Stock UNDERWRITING AGREEMENTUnderwriting Agreement • May 15th, 2015 • Fantex, Inc. • Services-business services, nec • New York
835,800 Shares of FANTEX, INC. Fantex Series Alshon Jeffery Convertible Tracking Stock UNDERWRITING AGREEMENTUnderwriting Agreement • February 13th, 2015 • Fantex, Inc. • Services-business services, nec • New York
This Underwriting Agreement (this “Agreement”) constitutes the agreement by and among Fantex, Inc., a Delaware corporation (the “Company”), Fantex Holdings, Inc. (the “Parent”), Fantex Brokerage Services, LLC (“FBS”) and Stifel, Nicolaus & Company, Incorporated (“Stifel”) that (i) FBS shall serve as the underwriter for the offering (the “Offering”), on a best efforts, all or none basis, of an aggregate of 835,800 shares (the “Shares”) of the Company’s Fantex Series Alshon Jeffery Convertible Tracking Stock, par value $0.0001 per share (the “Fantex Series Alshon Jeffery”), and (ii) Stifel shall act as the “qualified independent underwriter” for the Offering within the meaning of Rule 5121 of the Financial Industry Regulatory Authority, Inc. (“FINRA”). The Shares will be convertible at the option of the Company into shares (the “Conversion Shares”) of platform common stock, par value $0.0001 per share, of the Company (the “Platform Common Stock”). Stifel hereby represents, warrants and c
835,800 Shares of FANTEX, INC. Fantex Series Alshon Jeffery Convertible Tracking Stock UNDERWRITING AGREEMENTUnderwriting Agreement • January 16th, 2015 • Fantex, Inc. • Services-business services, nec • New York
This Underwriting Agreement (this “Agreement”) constitutes the agreement by and among Fantex, Inc., a Delaware corporation (the “Company”), Fantex Holdings, Inc. (the “Parent”), Fantex Brokerage Services, LLC (“FBS”) and Stifel, Nicolaus & Company, Incorporated (“Stifel”) that (i) FBS shall serve as the underwriter for the offering (the “Offering”), on a best efforts, all or none basis, of an aggregate of 835,800 shares (the “Shares”) of the Company’s Fantex Series Alshon Jeffery Convertible Tracking Stock, par value $0.0001 per share (the “Fantex Series Alshon Jeffery”), and (ii) Stifel shall act as the “qualified independent underwriter” for the Offering within the meaning of Rule 5121 of the Financial Industry Regulatory Authority, Inc. (“FINRA”). The Shares will be convertible at the option of the Company into shares (the “Conversion Shares”) of platform common stock, par value $0.0001 per share, of the Company (the “Platform Common Stock”). Stifel hereby represents, warrants and c
164,300 Shares of FANTEX, INC. Fantex Series Mohamed Sanu Convertible Tracking Stock UNDERWRITING AGREEMENTUnderwriting Agreement • October 23rd, 2014 • Fantex, Inc. • Services-business services, nec • New York
This Underwriting Agreement (this “Agreement”) constitutes the agreement by and among Fantex, Inc., a Delaware corporation (the “Company”), Fantex Holdings, Inc. (the “Parent”), Fantex Brokerage Services, LLC (“FBS”) and Stifel, Nicolaus & Company, Incorporated (“Stifel”) that (i) FBS shall serve as the underwriter for the offering (the “Offering”), on a best efforts, all or none basis, of an aggregate of 164,300 shares (the “Shares”) of the Company’s Fantex Series Mohamed Sanu Convertible Tracking Stock, par value $0.0001 per share (the “Fantex Series Mohamed Sanu”), and (ii) Stifel shall act as the “qualified independent underwriter” for the Offering within the meaning of Rule 5121 of the Financial Industry Regulatory Authority, Inc. (“FINRA”). The Shares will be convertible at the option of the Company into shares (the “Conversion Shares”) of platform common stock, par value $0.0001 per share, of the Company (the “Platform Common Stock”). Stifel hereby represents, warrants and confi
164,300 Shares of FANTEX, INC. Fantex Series Mohamed Sanu Convertible Tracking Stock UNDERWRITING AGREEMENTUnderwriting Agreement • October 14th, 2014 • Fantex, Inc. • Services-business services, nec • New York
This Underwriting Agreement (this “Agreement”) constitutes the agreement by and among Fantex, Inc., a Delaware corporation (the “Company”), Fantex Holdings, Inc. (the “Parent”), Fantex Brokerage Services, LLC (“FBS”) and Stifel, Nicolaus & Company, Incorporated (“Stifel”) that (i) FBS shall serve as the underwriter for the offering (the “Offering”), on a best efforts, all or none basis, of an aggregate of 164,300 shares (the “Shares”) of the Company’s Fantex Series Mohamed Sanu Convertible Tracking Stock, par value $0.0001 per share (the “Fantex Series Mohamed Sanu”), and (ii) Stifel shall act as the “qualified independent underwriter” for the Offering within the meaning of Rule 5121 of the Financial Industry Regulatory Authority, Inc. (“FINRA”). The Shares will be convertible at the option of the Company into shares (the “Conversion Shares”) of platform common stock, par value $0.0001 per share, of the Company (the “Platform Common Stock”). Stifel hereby represents, warrants and confi
523,700 Shares of FANTEX, INC. Fantex Series EJ Manuel Convertible Tracking Stock UNDERWRITING AGREEMENTUnderwriting Agreement • July 14th, 2014 • Fantex, Inc. • Services-business services, nec • New York
This Underwriting Agreement (this “Agreement”) constitutes the agreement by and among Fantex, Inc., a Delaware corporation (the “Company”), Fantex Holdings, Inc. (the “Parent”), Fantex Brokerage Services, LLC (“FBS”) and Stifel, Nicolaus & Company, Incorporated (“Stifel”) that (i) FBS shall serve as the underwriter for the offering (the “Offering”), on a best efforts, all or none basis, of an aggregate of 523,700 shares (the “Shares”) of the Company’s Fantex Series EJ Manuel Convertible Tracking Stock, par value $0.0001 per share (the “Fantex Series EJ Manuel”), and (ii) Stifel shall act as the “qualified independent underwriter” for the Offering within the meaning of Rule 5121 of the Financial Industry Regulatory Authority, Inc. (“FINRA”). The Shares will be convertible at the option of the Company into shares (the “Conversion Shares”) of platform common stock, par value $0.0001 per share, of the Company (the “Platform Common Stock”). Stifel hereby represents, warrants and confirms th
523,700 Shares of FANTEX, INC. Fantex Series EJ Manuel Convertible Tracking Stock UNDERWRITING AGREEMENTUnderwriting Agreement • July 10th, 2014 • Fantex, Inc. • Services-business services, nec • New York
This Underwriting Agreement (this “Agreement”) constitutes the agreement by and among Fantex, Inc., a Delaware corporation (the “Company”), Fantex Holdings, Inc. (the “Parent”), Fantex Brokerage Services, LLC (“FBS”) and Stifel, Nicolaus & Company, Incorporated (“Stifel”) that (i) FBS shall serve as the underwriter for the offering (the “Offering”), on a best efforts, all or none basis, of an aggregate of 523,700 shares (the “Shares”) of the Company’s Fantex Series EJ Manuel Convertible Tracking Stock, par value $0.0001 per share (the “Fantex Series EJ Manuel”), and (ii) Stifel shall act as the “qualified independent underwriter” for the Offering within the meaning of Rule 5121 of the Financial Industry Regulatory Authority, Inc. (“FINRA”). The Shares will be convertible at the option of the Company into shares (the “Conversion Shares”) of platform common stock, par value $0.0001 per share, of the Company (the “Platform Common Stock”). Stifel hereby represents, warrants and confirms th
523,700 Shares of FANTEX, INC. Fantex Series EJ Manuel Convertible Tracking Stock UNDERWRITING AGREEMENTUnderwriting Agreement • June 25th, 2014 • Fantex, Inc. • Services-business services, nec • New York
This Underwriting Agreement (this “Agreement”) constitutes the agreement by and among Fantex, Inc., a Delaware corporation (the “Company”), Fantex Holdings, Inc. (the “Parent”), Fantex Brokerage Services, LLC (“FBS”) and Stifel, Nicolaus & Company, Incorporated (“Stifel”) that (i) FBS shall serve as the underwriter for the offering (the “Offering”), on a best efforts, all or none basis, of an aggregate of 523,700 shares (the “Shares”) of the Company’s Fantex Series EJ Manuel Convertible Tracking Stock, par value $0.0001 per share (the “Fantex Series EJ Manuel”), and (ii) Stifel shall act as the “qualified independent underwriter” for the Offering within the meaning of Rule 5121 of the Financial Industry Regulatory Authority, Inc. (“FINRA”). The Shares will be convertible at the option of the Company into shares (the “Conversion Shares”) of platform common stock, par value $0.0001 per share, of the Company (the “Platform Common Stock”). Stifel hereby represents, warrants and confirms th
421,100 Shares of FANTEX, INC. Fantex Series Vernon Davis Convertible Tracking Stock UNDERWRITING AGREEMENTUnderwriting Agreement • April 17th, 2014 • Fantex, Inc. • Services-business services, nec • New York
421,100 Shares of FANTEX, INC. Fantex Series Vernon Davis Convertible Tracking Stock UNDERWRITING AGREEMENTUnderwriting Agreement • February 28th, 2014 • Fantex, Inc. • Services-business services, nec • New York
