Far East Energy Corporation 105,515,300 Shares of Common Stock, par value $0.001 per share PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • August 20th, 2010 • Far East Energy Corp • Crude petroleum & natural gas • New York
Contract Type FiledAugust 20th, 2010 Company Industry Jurisdiction
ACORN ENERGY, INC. 2,231,818 Shares of Common Stock, par value $0.01 per share, PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • March 9th, 2010 • Acorn Energy, Inc. • Services-computer programming services • New York
Contract Type FiledMarch 9th, 2010 Company Industry JurisdictionAcorn Energy, Inc., a Delaware corporation (the “Company”), proposes to issue and sell up to 2,231,818 shares (the “Offered Securities”) of common stock, par value $0.01 per share (the “Common Stock”) to one or more investors (collectively, the “Investors”). The Offered Securities are described more fully in the Registration Statement (as hereinafter defined).
GENVEC, INC. 9,615,385 Shares of Common Stock, par value $0.001 per share and Warrants to Purchase 9,615,385 Shares of Common Stock PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • May 28th, 2009 • Genvec Inc • Pharmaceutical preparations • New York
Contract Type FiledMay 28th, 2009 Company Industry JurisdictionGenVec, Inc., a Delaware corporation (the “Company”), proposes to issue and sell 9,615,385 shares (the “Offered Shares”) of common stock, par value $0.001 per share (the “Common Stock”), and warrants to purchase 9,615,385 shares of Common Stock (the “Offered Warrants”) in the form attached hereto as Exhibit A, to certain investors (collectively, the “Investors”). The Offered Shares and the Offered Warrants shall be sold together as units, each unit consisting of one Offered Share and one Offered Warrant to purchase one (1) share of Common Stock (such units are referred to herein individually as the “Offered Security” and collectively as the “Offered Securities”). The Offered Warrants shall be immediately separable from the units. The Company desires to engage you as its placement agent (the “Placement Agent”) in connection with such issuance and sale. The Common Stock issuable upon exercise of the Offered Warrants is herein referred to as the “Warrant Shares.” The Offered Securities ar
HYPERDYNAMICS CORPORATION PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • May 12th, 2008 • Hyperdynamics Corp • Crude petroleum & natural gas • New York
Contract Type FiledMay 12th, 2008 Company Industry JurisdictionHyperdynamics Corporation, a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to one or more qualified investors (collectively, the “Investors”) (i) up to an aggregate of 2,424,242 shares (the “Shares”) of the Company’s Common Stock, par value $0.001 per share (the “Common Stock”) and (ii) warrants to purchase up to 2,424,242 shares of Common Stock (the “Warrants” and collectively with the Shares, the “Securities”). The shares of Common Stock issuable upon exercise of the Warrants are hereinafter referred to as the “Warrant Shares”. The Company desires to engage C.K. Cooper & Company, Inc. as its exclusive placement agent (the “Placement Agent”) in connection with the issuance and sale of the Securities. The Securities are described more fully in the Prospectus that is referred to below.
AASTROM BIOSCIENCES, INC. 15,943,750 Shares of Common Stock, no par value per share PLACEMENT AGENCY AGREEMENT April 6, 2006Placement Agency Agreement • April 6th, 2006 • Aastrom Biosciences Inc • Services-commercial physical & biological research • New York
Contract Type FiledApril 6th, 2006 Company Industry JurisdictionAastrom Biosciences, Inc., a Michigan corporation (the “Company”), proposes to issue and sell 15,943,750 shares (the “Shares”) of common stock, no par value per share (the “Common Stock”), to certain investors (collectively, the “Investors”). The Company desires to engage you as its placement agent (the “Placement Agent”) in connection with such issuance and sale. The Shares are more fully described in the Registration Statement (as hereinafter defined).