UNDERWRITING AGREEMENT October 8, 2024Underwriting Agreement • October 10th, 2024 • Sacks Parente Golf, Inc. • Sporting & athletic goods, nec • New York
Contract Type FiledOctober 10th, 2024 Company Industry JurisdictionSACKS PARENTE GOLF, INC., a Delaware corporation (the “Company”), agrees, subject to the terms and conditions in this agreement (this “Agreement”), to issue and sell to Aegis Capital Corp. (the “Underwriter”) an aggregate of 366,000 shares of the Company’s common stock, par value $0.01 per share (“Common Stock”; such shares of Common Stock the “Closing Shares”) and pre-funded warrants (the “Closing Pre-Funded Warrants”) each to purchase one share of Common Stock. At the option of the Underwriter, the Company agrees, subject to the terms and conditions herein, to issue and sell up to an aggregate of 54,900 additional shares of Common Stock representing fifteen percent (15.0%) of the Closing Shares and Closing Pre-funded Warrants sold in the offering (the “Option Shares”). The Closing Shares and the Option Shares are herein referred to collectively as the “Shares”. The number of Shares and Closing Pre-funded Warrants to be purchased by the Underwriter is set forth opposite its name in Sc
SAG Holdings Limited [●] Ordinary Shares UNDERWRITING AGREEMENTUnderwriting Agreement • August 7th, 2024 • SAG Holdings LTD • Wholesale-motor vehicles & motor vehicle parts & supplies • New York
Contract Type FiledAugust 7th, 2024 Company Industry Jurisdiction
SAG Holdings Limited [●] Ordinary Shares UNDERWRITING AGREEMENTUnderwriting Agreement • March 13th, 2024 • SAG Holdings LTD • Wholesale-motor vehicles & motor vehicle parts & supplies • New York
Contract Type FiledMarch 13th, 2024 Company Industry Jurisdiction
Underwriting AgreementUnderwriting Agreement • August 7th, 2023 • Hanryu Holdings, Inc. • Services-computer programming, data processing, etc. • New York
Contract Type FiledAugust 7th, 2023 Company Industry Jurisdiction
Underwriting AgreementUnderwriting Agreement • August 4th, 2023 • Hanryu Holdings, Inc. • Services-computer programming, data processing, etc. • New York
Contract Type FiledAugust 4th, 2023 Company Industry Jurisdiction
Underwriting AgreementUnderwriting Agreement • June 1st, 2023 • Fd Technology Inc. • Services-business services, nec • New York
Contract Type FiledJune 1st, 2023 Company Industry JurisdictionFD Technology Inc., a Cayman Islands exempted company (the “Company”), agrees, subject to the terms and conditions in this agreement (this “Agreement”), to issue and sell to Aegis Capital Corp. (the “Underwriter”) an aggregate of 3,500,000 ordinary shares (the “Firm Shares”), par value $0.000001 per share, of the Company (the “Ordinary Shares”). At the option of the Underwriter, the Company agrees, subject to the terms and conditions herein, to issue and sell up to an aggregate of 525,000 additional Ordinary Shares representing fifteen percent (15.0%) of the Firm Shares sold in the offering (the “Option Shares”). The Firm Shares and the Option Shares are herein referred to collectively as the “Shares”. The number of Shares to be purchased by the Underwriter is set forth opposite its name in Schedule I hereto. Aegis Capital Corp. has agreed to act as the Underwriter (the “Underwriter”) in connection with the offering and sale of the Shares.
Underwriting AgreementUnderwriting Agreement • May 25th, 2023 • XJet Ltd. • Special industry machinery, nec • New York
Contract Type FiledMay 25th, 2023 Company Industry Jurisdiction
Underwriting AgreementUnderwriting Agreement • May 12th, 2023 • Innovation Beverage Group LTD • Beverages • New York
Contract Type FiledMay 12th, 2023 Company Industry JurisdictionInnovation Beverage Group Limited, an Australian corporation (the “Company”), agrees, subject to the terms and conditions in this agreement (this “Agreement”), to issue and sell to Aegis Capital Corp., (the “Underwriter”) an aggregate of [●] (each, a “Firm Share”), of the Company’s ordinary shares, no par value per share (the “Ordinary Shares”). At the option of the Underwriter, the Company agrees, subject to the terms and conditions herein, to issue and sell additional Option Shares (as defined herein). The Firm Shares and the Option Shares are herein referred to collectively as the “Securities”. The respective number of Firm Shares and Option Shares to be purchased by the Underwriter is set forth opposite its name in Schedule I hereto. The offering and sale of the Securities is herein referred to as the “Offering”.
Underwriting AgreementUnderwriting Agreement • March 28th, 2023 • Fd Technology Inc. • Services-business services, nec • New York
Contract Type FiledMarch 28th, 2023 Company Industry JurisdictionFD Technology Inc., a Cayman Islands exempted company (the “Company”), agrees, subject to the terms and conditions in this agreement (this “Agreement”), to issue and sell to Aegis Capital Corp. (the “Underwriter”) an aggregate of 3,500,000 ordinary shares (the “Firm Shares”), par value $0.000001 per share, of the Company (the “Ordinary Shares”). At the option of the Underwriter, the Company agrees, subject to the terms and conditions herein, to issue and sell up to an aggregate of 525,000 additional Ordinary Shares representing fifteen percent (15.0%) of the Firm Shares sold in the offering (the “Option Shares”). The Firm Shares and the Option Shares are herein referred to collectively as the “Shares”. The number of Shares to be purchased by the Underwriter is set forth opposite its name in Schedule I hereto. Aegis Capital Corp. has agreed to act as the Underwriter (the “Underwriter”) in connection with the offering and sale of the Shares.