PREFERRED INVESTMENT OPTION Onconetix, Inc.Preferred Investment Option • July 11th, 2024 • Onconetix, Inc. • Pharmaceutical preparations • New York
Contract Type FiledJuly 11th, 2024 Company Industry JurisdictionTHIS PREFERRED INVESTMENT OPTION (the “Preferred Investment Option”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the Stockholder Approval Date (as defined below) (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on the date that is [the five (5) year anniversary]/[twenty-four (24) month anniversary]1 of the Stockholder Approval Date, provided that, if such date is not a Trading Day, the date that is the immediately following Trading Day (the “Termination Date”), but not thereafter, to subscribe for and purchase from Onconetix, Inc., a Delaware corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Preferred Investment Option Shares”) of the Company’s Common Stock. The purchase price of one share of Common Stock under this Preferred Investment Option s
PREFERRED INVESTMENT OPTION Blue Water Biotech, Inc.Preferred Investment Option • August 3rd, 2023 • Blue Water Biotech, Inc. • Pharmaceutical preparations • New York
Contract Type FiledAugust 3rd, 2023 Company Industry JurisdictionTHIS PREFERRED INVESTMENT OPTION (the “Preferred Investment Option”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date set forth above (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on August 2, 2028, provided that, if such date is not a Trading Day, the date that is the immediately following Trading Day (the “Termination Date”) but not thereafter, to subscribe for and purchase from Blue Water Biotech, Inc., a Delaware corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Preferred Investment Option Shares”) of the Company’s Common Stock. The purchase price of one share of Common Stock under this Preferred Investment Option shall be equal to the Exercise Price, as defined in Section 2(b).
PREFERRED INVESTMENT OPTION Blue Water Biotech, Inc.Preferred Investment Option • August 1st, 2023 • Blue Water Biotech, Inc. • Pharmaceutical preparations • New York
Contract Type FiledAugust 1st, 2023 Company Industry JurisdictionTHIS PREFERRED INVESTMENT OPTION (the “Preferred Investment Option”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the Stockholder Approval Date (as defined below) (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on the date that is the five (5) year anniversary of the Stockholder Approval Date, provided that, if such date is not a Trading Day, the date that is the immediately following Trading Day (the “Termination Date”) but not thereafter, to subscribe for and purchase from Blue Water Biotech, Inc., a Delaware corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Preferred Investment Option Shares”) of the Company’s Common Stock. The purchase price of one share of Common Stock under this Preferred Investment Option shall be equal to the Exercise Pr
PREFERRED INVESTMENT OPTION HEALTHCARE TRIANGLE, INC.Preferred Investment Option • July 13th, 2022 • Healthcare Triangle, Inc. • Services-computer integrated systems design
Contract Type FiledJuly 13th, 2022 Company IndustryTHIS PREFERRED INVESTMENT OPTION (the “Preferred Investment Option”) certifies that, for value received, __________, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date set forth above (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on July 13, 2027 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Healthcare Triangle, Inc., a Delaware corporation (the “Company”), up to 6,097,561 shares (as subject to adjustment hereunder, the “Preferred Investment Option Shares”) of the Company’s Common Stock. The purchase price of one share of Common Stock under this Preferred Investment Option shall be equal to the Exercise Price, as defined in Section 2(b).
FORM OF PREFERRED INVESTMENT OPTION NRX PHARMACEUTICALS, INC.Preferred Investment Option • February 3rd, 2022 • NRX Pharmaceuticals, Inc. • Pharmaceutical preparations
Contract Type FiledFebruary 3rd, 2022 Company IndustryTHIS PREFERRED INVESTMENT OPTION (the “Preferred Investment Option”) certifies that, for value received, [•] or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after August 2, 2022 (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on August 2, 2027 (the “Termination Date”) but not thereafter, to subscribe for and purchase from NRX Pharmaceuticals, Inc., a Delaware corporation (the “Company”), up to [•] shares (as subject to adjustment hereunder, the “Preferred Investment Option Shares”) of Common Stock. The purchase price of one share of Common Stock under this Preferred Investment Option shall be equal to the Exercise Price, as defined in Section 2(b).
NRX PHARMACEUTICALS, INC.Preferred Investment Option • August 24th, 2021 • NRX Pharmaceuticals, Inc. • Pharmaceutical preparations
Contract Type FiledAugust 24th, 2021 Company IndustryTHIS PREFERRED INVESTMENT OPTION (the “Preferred Investment Option”) certifies that, for value received, ______ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on August 23, 2024 (the “Termination Date”) but not thereafter, to subscribe for and purchase from NRX Pharmaceuticals, Inc., a Delaware corporation (the “Company”), up to shares (as subject to adjustment hereunder, the “Preferred Investment Option Shares”) of Common Stock. The purchase price of one share of Common Stock under this Preferred Investment Option shall be equal to the Exercise Price, as defined in Section 2(b).