Common Contracts

Agreement of the Parties

Settlement Agreement • February 3rd, 2016

• Contract Type
  Settlement Agreement
• Filed
  February 3rd, 2016

Commission on February 1, 2008, the Commission delegated to the Assistant Executive Director for Compliance and Field Operations the authority to act, with the concurrence of the General Counsel, for the Commission under 16 CFR § 1118.20 with respect to Staff allegations that any person or firm violated 15 U.S.C § 2068, where the total amount of the settlement involves no more than $100,000.