CATERPILLAR INC. $500,000,000 1.900% Senior Notes due 2031 UNDERWRITING AGREEMENTUnderwriting Agreement • March 12th, 2021 • Caterpillar Inc • Construction machinery & equip • New York
Contract Type FiledMarch 12th, 2021 Company Industry JurisdictionCaterpillar Inc. (the “Company”) confirms its agreement (the “Agreement”) with you and each of the other “Underwriters” named in Schedule A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom you are acting as representatives (in such capacity, the “Representatives”), with respect to the issue and sale by the Company and the purchase by the Underwriters, acting severally and not jointly, of the respective principal amounts set forth in said Schedule A of $500,000,000 principal amount of the Company’s 1.900% Senior Notes due 2031 (the “Securities”). The Securities are to be issued pursuant to an indenture, dated as of May 1, 1987, as amended and supplemented (the “Indenture”), by and between the Company and U.S. Bank National Association, as successor trustee (the “Trustee”). The term “Indenture,” as used herein, includes the Officers’ Certificates (as defined in the Indenture) establ
UNDERWRITING AGREEMENTUnderwriting Agreement • April 9th, 2020 • Caterpillar Inc • Construction machinery & equip • New York
Contract Type FiledApril 9th, 2020 Company Industry JurisdictionCaterpillar Inc. (the “Company”) confirms its agreement (the “Agreement”) with you and each of the other “Underwriters” named in Schedule A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom you are acting as representatives (in such capacity, the “Representatives”), with respect to the issue and sale by the Company and the purchase by the Underwriters, acting severally and not jointly, of the respective principal amounts set forth in said Schedule A of $800,000,000 principal amount of the Company’s 2.600% Senior Notes due 2030 and $1,200,000,000 principal amount of the Company’s 3.250% Senior Notes due 2050 (together, the “Securities”). The Securities are to be issued pursuant to an indenture, dated as of May 1, 1987, as amended and supplemented (the “Indenture”), by and between the Company and U.S. Bank National Association, as successor trustee (the “Trustee”). The term “Indentur
UNDERWRITING AGREEMENTUnderwriting Agreement • September 19th, 2019 • Caterpillar Inc • Construction machinery & equip • New York
Contract Type FiledSeptember 19th, 2019 Company Industry JurisdictionCaterpillar Inc. (the “Company”) confirms its agreement (the “Agreement”) with you and each of the other “Underwriters” named in Schedule A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom you are acting as representatives (in such capacity, the “Representatives”), with respect to the issue and sale by the Company and the purchase by the Underwriters, acting severally and not jointly, of the respective principal amounts set forth in said Schedule A of $500,000,000 principal amount of the Company’s 2.600% Senior Notes due 2029 and $1,000,000,000 principal amount of the Company’s 3.250% Senior Notes due 2049 (together, the “Securities”). The Securities are to be issued pursuant to an indenture, dated as of May 1, 1987, as amended and supplemented (the “Indenture”), by and between the Company and U.S. Bank National Association, as successor trustee (the “Trustee”). The term “Indentu
CATERPILLAR INC. $1,000,000,000 3.40% Senior Notes due 2024 $500,000,000 4.30% Senior Notes due 2044 $500,000,000 4.75% Senior Notes due 2064 UNDERWRITING AGREEMENTUnderwriting Agreement • May 8th, 2014 • Caterpillar Inc • Construction machinery & equip • New York
Contract Type FiledMay 8th, 2014 Company Industry JurisdictionCaterpillar Inc. (the “Company”) confirms its agreement (the “Agreement”) with you and each of the other “Underwriters” named in Schedule A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom you are acting as representatives (in such capacity, the “Representatives”), with respect to the issue and sale by the Company and the purchase by the Underwriters, acting severally and not jointly, of the respective principal amounts set forth in said Schedule A of $1,000,000,000 principal amount of the Company’s 3.40% Senior Notes due 2024, $500,000,000 principal amount of the Company’s 4.30% Senior Notes due 2044 and $500,000,000 principal amount of the Company’s 4.75% Senior Notes due 2064 (together, the “Securities”). The Securities are to be issued pursuant to an indenture, dated as of May 1, 1987, as amended and supplemented (the “Indenture”), by and between the Company and U.S. Bank Nati
CATERPILLAR INC. $500,000,000 0.950% Senior Notes due 2015 $500,000,000 1.500% Senior Notes due 2017 $500,000,000 2.600% Senior Notes due 2022 UNDERWRITING AGREEMENTUnderwriting Agreement • June 25th, 2012 • Caterpillar Inc • Construction machinery & equip • New York
Contract Type FiledJune 25th, 2012 Company Industry JurisdictionCaterpillar Inc. (the “Company”) confirms its agreement (the “Agreement”) with you and each of the other “Underwriters” named in Schedule A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom you are acting as representatives (in such capacity, the “Representatives”), with respect to the issue and sale by the Company and the purchase by the Underwriters, acting severally and not jointly, of the respective principal amounts set forth in said Schedule A of $500,000,000 principal amount of the Company’s 0.950% Senior Notes due 2015, $500,000,000 principal amount of the Company’s 1.500% Senior Notes due 2017 and $500,000,000 principal amount of the Company’s 2.600% Senior Notes due 2022 (together, the “Securities”) described in Schedule B hereto. The Securities are to be issued pursuant to an indenture, dated as of May 1, 1987, as amended and supplemented (the “Indenture”), by and betwee
CATERPILLAR INC. $350,000,000 7.000% Notes due 2013 $900,000,000 7.900% Notes due 2018 $250,000,000 8.250% Debentures due 2038 UNDERWRITING AGREEMENTUnderwriting Agreement • December 5th, 2008 • Caterpillar Inc • Construction machinery & equip • New York
Contract Type FiledDecember 5th, 2008 Company Industry Jurisdiction
CATERPILLAR INC. $500,000,000 5.700% Notes due 2016 $750,000,000 6.050% Debentures due 2036 UNDERWRITING AGREEMENTUnderwriting Agreement • August 8th, 2006 • Caterpillar Inc • Construction machinery & equip
Contract Type FiledAugust 8th, 2006 Company IndustryCaterpillar Inc. (the “Company”) confirms its agreement with you and each of the other “Underwriters” named in Schedule A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom you are acting as representatives (in such capacity, the “Representatives”), with respect to the issue and sale by the Company and the purchase by the Underwriters, acting severally and not jointly, of the respective principal amounts set forth in said Schedule A of $500,000,000 aggregate principal amount of the Company’s 5.700% Notes due 2016 (the “Notes”) and $750,000,000 aggregate principal amount of the Company’s 6.050% Debentures due 2036 (the “Debentures” and, together with the Notes, the “Securities”) described in Schedules B-1 and B-2 hereto. The Securities are to be issued pursuant to an indenture, dated as of May 1, 1987, as supplemented (the “Indenture”), between the Company and Citibank, N.A., as trus