Common Contracts

NON-REAL-TIME TRACE DATA AGREEMENT

Non-Real-Time Trace Data Agreement • July 7th, 2023 • New York

• Contract Type
  Non-Real-Time Trace Data Agreement
• Filed
  July 7th, 2023
• Jurisdiction
  New York

This Non-Real-Time TRACE Data Agreement (this “Agreement”), is made by and between the undersigned Vendor and Financial Industry Regulatory Authority, Inc. (“FINRA”), a Delaware nonstock corporation that is a self-regulatory organization subject to oversight by the United States Securities and Exchange Commission (“SEC”), whose principal place of business is located at 1735 K Street NW, Washington, DC 20006, and the undersigned individual or entity (“Vendor”).

NON-REAL-TIME TRACE DATA AGREEMENT

Non-Real-Time Trace Data Agreement • January 16th, 2019 • New York

• Contract Type
  Non-Real-Time Trace Data Agreement
• Filed
  January 16th, 2019
• Jurisdiction
  New York

This NON-REAL-TIME TRACE DATA AGREEMENT (this “Agreement”), is made by and between Financial Industry Regulatory Authority, Inc. (“FINRA”), a Delaware nonstock corporation that is a self-regulatory organization subject to oversight by the United States Securities and Exchange Commission (“SEC”), whose principal place of business is located at 1735 K Street NW, Washington, DC 20006, and the undersigned individual or entity (“Vendor”).