Common Contracts

Managed Investment Portfolio Discretionary Advisory Agreement

Managed Investment Portfolio Discretionary Advisory Agreement • August 14th, 2017 • New York

• Contract Type
  Managed Investment Portfolio Discretionary Advisory Agreement
• Filed
  August 14th, 2017
• Jurisdiction
  New York

This Managed Investment Portfolio Discretionary Advisory Agreement (“Advisory Agreement”) sets out the terms and conditions under which E*TRADE Capital Management, LLC (“ETCM”) will provide ongoing discretionary advisory services with respect to the assets in my brokerage account (“Advisory Assets” and “Advisory Account,” respectively) through its Managed Investment Portfolio program (“MIP Program”). My securities brokerage account is maintained at E*TRADE Securities LLC (“E*TRADE Securities”) and is subject to the terms of the E*TRADE Securities Brokerage Customer Agreement (the “Customer Agreement”). E*TRADE Securities provides trade execution, clearance and settlement, custodial, recordkeeping, and reporting services to me at no additional cost so long as this Advisory Agreement is in effect.