UNITED STATES DISTRICT COURT DISTRICT OF CONNECTICUTDeferred Prosecution Agreement • September 28th, 2020
Contract Type FiledSeptember 28th, 2020
DEFERRED PROSECUTION AGREEMENTDeferred Prosecution Agreement • September 28th, 2020
Contract Type FiledSeptember 28th, 2020Defendant JPMorgan Chase & Co. (the “Company”), pursuant to authority granted by the Company’s Board of Directors reflected in Attachment B, and the United States Department of Justice, Criminal Division, Fraud Section, and the United States Attorney’s Office for the District of Connecticut (collectively, the “Fraud Section and the Office”), enter into this deferred prosecution agreement (the “Agreement”). The Company’s subsidiaries, JPMorgan Chase Bank, N.A. (“JPMC”), and J.P. Morgan Securities LLC (“JPMS”) (together, the “Related Entities”), also agree, pursuant to the authority granted by their respective Boards of Directors, also reflected in Attachment B, to certain terms and obligations of the Agreement as described below. The terms and conditions of this Agreement are as follows: