Western Asset Mortgage Capital Corporation Underwriting AgreementUnderwriting Agreement • September 14th, 2021 • Western Asset Mortgage Capital Corp • Real estate investment trusts • New York
Contract Type FiledSeptember 14th, 2021 Company Industry JurisdictionWestern Asset Mortgage Capital Corporation, a Delaware corporation (the “Company”), proposes to issue and sell to you (the “Underwriter”) $75,000,000 principal amount of its 6.75% Convertible Senior Notes due 2024 (the “Underwritten Securities”) and, at the option of the Underwriter, up to an additional $11,250,000 principal amount of its 6.75% Convertible Senior Notes due 2024 (the “Option Securities”) if and to the extent that the Underwriter shall have determined to exercise the option to purchase such Option Securities granted to the Underwriter in Section 2 hereof. The Underwritten Securities and the Option Securities are herein referred to as the “Securities.” The Securities will be convertible into cash, shares (the “Underlying Securities”) of common stock of the Company, par value $0.01 per share (the “Common Stock”), or a combination thereof, at the Company’s election. The Securities will be issued pursuant to an Indenture, dated as of October 2, 2017 (the “Base Indenture”), b
Western Asset Mortgage Capital Corporation Underwriting AgreementUnderwriting Agreement • December 13th, 2019 • Western Asset Mortgage Capital Corp • Real estate investment trusts • New York
Contract Type FiledDecember 13th, 2019 Company Industry JurisdictionWestern Asset Mortgage Capital Corporation, a Delaware corporation (the “Company”), proposes to issue and sell to you (the “Underwriter”) $50,000,000 principal amount of its 6.75% Convertible Senior Notes due 2022 (the “Securities”). The Securities will be convertible into cash, shares (the “Underlying Securities”) of common stock of the Company, par value $0.01 per share (the “Common Stock”), or a combination thereof, at the Company’s election. The Securities will be issued pursuant to an Indenture, dated as of October 2, 2017 (the “Base Indenture”), between the Company and Wells Fargo Bank, National Association, as trustee (the “Trustee”), as supplemented by a supplemental indenture (the “First Supplemental Indenture” and, together with the Base Indenture, the “Indenture”), dated as of October 2, 2017, between the Company and the Trustee.
Western Asset Mortgage Capital Corporation Underwriting AgreementUnderwriting Agreement • August 22nd, 2019 • Western Asset Mortgage Capital Corp • Real estate investment trusts • New York
Contract Type FiledAugust 22nd, 2019 Company Industry JurisdictionWestern Asset Mortgage Capital Corporation, a Delaware corporation (the “Company”), proposes to issue and sell to you (the “Underwriter”) $40,000,000 principal amount of its 6.75% Convertible Senior Notes due 2022 (the “Securities”). The Securities will be convertible into cash, shares (the “Underlying Securities”) of common stock of the Company, par value $0.01 per share (the “Common Stock”), or a combination thereof, at the Company’s election. The Securities will be issued pursuant to an Indenture, dated as of October 2, 2017 (the “Base Indenture”), between the Company and Wells Fargo Bank, National Association, as trustee (the “Trustee”), as supplemented by a supplemental indenture (the “First Supplemental Indenture” and, together with the Base Indenture, the “Indenture”), dated as of October 2, 2017, between the Company and the Trustee.
Western Asset Mortgage Capital Corporation Underwriting AgreementUnderwriting Agreement • October 3rd, 2017 • Western Asset Mortgage Capital Corp • Real estate investment trusts • New York
Contract Type FiledOctober 3rd, 2017 Company Industry JurisdictionWestern Asset Mortgage Capital Corporation, a Delaware corporation (the “Company”), proposes to issue and sell to you (the “Underwriter”) $100,000,000 principal amount of its 6.75% Convertible Senior Notes due 2022 (the “Underwritten Securities”) and, at the option of the Underwriter, up to an additional $15,000,000 principal amount of its 6.75% Convertible Senior Notes due 2012 (the “Option Securities”) if and to the extent that the Underwriter shall have determined to exercise the option to purchase such Option Securities granted to the Underwriter in Section 2 hereof. The Underwritten Securities and the Option Securities are herein referred to as the “Securities.” The Securities will be convertible into cash, shares (the “Underlying Securities”) of common stock of the Company, par value $0.01 per share (the “Common Stock”), or a combination thereof, at the Company’s election. The Securities will be issued pursuant to an Indenture, to be dated as of October 2, 2017 (the “Base Indentu