DISCIPLINARY COMPLAINT RESOLUTION AGREEMENTDisciplinary Complaint Resolution Agreement • March 14th, 2022
Contract Type FiledMarch 14th, 2022A Disciplinary Complaint Resolution Agreement (“DCRA”) was executed between the Registrant and CARNA, dated with effect APRIL 28, 2021. The below constitutes a summary of such DCRA:
DISCIPLINARY COMPLAINT RESOLUTION AGREEMENTDisciplinary Complaint Resolution Agreement • April 30th, 2021
Contract Type FiledApril 30th, 2021A Disciplinary Complaint Resolution Agreement (“DCRA”) was executed between the Regulated Member and CARNA, dated with effect APRIL 28, 2021. The below constitutes a summary of such DCRA: