Common Contracts
2 similar Subordinated Loan Agreement contracts
SUBORDINATED LOAN AGREEMENTSubordinated Loan Agreement • August 11th, 2023
Attached to this schedule is a copy of the Subordinated Loan Agreement for firms applying for membership in the Canadian Investment Regulatory Organization and seeking mutual fund dealer registration. This agreement must be submitted to the Canadian Investment Regulatory Organization in triplicate if subordinated debt forms part of the applicant's total financial statement capital. If the debt is secured by the Creditor, the applicant must complete Schedule B “Override Acknowledgement for Uniform Subordinated Loan Agreement”
SUBORDINATED LOAN AGREEMENTSubordinated Loan Agreement • August 11th, 2023
Attached to this schedule is a copy of the Subordinated Loan Agreement for firms applying for membership in the Canadian Investment Regulatory Organization and seeking mutual fund dealer registration. This agreement must be submitted to the Canadian Investment Regulatory Organization in triplicate if subordinated debt forms part of the applicant's total financial statement capital. If the debt is secured by the Creditor, the applicant must complete Schedule B “Override Acknowledgement for Uniform Subordinated Loan Agreement”
