APPROACH RESOURCES INC. 5,000,000 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • September 20th, 2012 • Approach Resources Inc • Crude petroleum & natural gas • New York
Contract Type FiledSeptember 20th, 2012 Company Industry JurisdictionApproach Resources Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several Underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom J.P. Morgan Securities LLC is acting as representative (the “Representative”), an aggregate of 5,000,000 shares (the “Underwritten Shares”) of common stock, par value $0.01 per share, of the Company (“Common Stock”). At the option of the Underwriters, the Company proposes to issue and sell up to an additional 750,000 shares of Common Stock (the “Option Shares”). The Underwritten Shares and the Option Shares are herein referred to as the “Shares.” The shares of Common Stock of the Company to be outstanding after giving effect to the sale of the Shares are herein referred to as the “Stock.”
APPROACH RESOURCES INC. 4,000,000 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • November 16th, 2011 • Approach Resources Inc • Crude petroleum & natural gas • New York
Contract Type FiledNovember 16th, 2011 Company Industry JurisdictionApproach Resources Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several Underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom J.P. Morgan Securities LLC is acting as representative (the “Representative”), an aggregate of 4,000,000 shares (the “Underwritten Shares”) of common stock, par value $0.01 per share, of the Company (“Common Stock”). At the option of the Underwriters, the Company proposes to issue and sell up to an additional 600,000 shares of Common Stock (the “Option Shares”). The Underwritten Shares and the Option Shares are herein referred to as the “Shares.” The shares of Common Stock of the Company to be outstanding after giving effect to the sale of the Shares are herein referred to as the “Stock.”
PENN VIRGINIA CORPORATION (a Virginia corporation) 3,500,000 Shares of Common Stock (par value $0.01 per share) Underwriting AgreementUnderwriting Agreement • May 20th, 2009 • Penn Virginia Corp • Crude petroleum & natural gas • New York
Contract Type FiledMay 20th, 2009 Company Industry JurisdictionThe undersigned understands that J.P. Morgan Securities Inc. and RBC Capital Markets Corporation (the “Underwriters”), propose to enter into an Underwriting Agreement (the “Underwriting Agreement”) with Penn Virginia Corporation, a Virginia corporation (the “Company”), providing for the public offering (the “Public Offering”) by the Underwriters, of Common Stock, par value $0.01 per share (the “Common Stock”) of the Company (the “Securities”). Capitalized terms used herein and not otherwise defined shall have the meanings set forth in the Underwriting Agreement.
GOODRICH PETROLEUM CORPORATION 3,000,000 Shares of Common Stock (par value $0.20 per share) Underwriting AgreementUnderwriting Agreement • July 14th, 2008 • Goodrich Petroleum Corp • Crude petroleum & natural gas • New York
Contract Type FiledJuly 14th, 2008 Company Industry JurisdictionGoodrich Petroleum Corporation, a Delaware corporation (the “Company”), proposes to issue and sell to the several Underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are acting as representative (the “Representative”), an aggregate of 3,000,000 shares of Common Stock, par value $0.20 per share (the “Common Stock”), of the Company (the “Underwritten Shares”). In addition, the Company proposes to issue and sell, at the option of the Underwriters, up to an additional 450,000 shares of Common Stock of the Company (the “Option Shares”). The Underwritten Shares and the Option Shares are herein referred to as the “Shares”. The shares of Common Stock of the Company to be outstanding after giving effect to the sale of the Shares are herein referred to as the “Stock”.
ALLIED NEVADA GOLD CORP. Common Stock, $0.001 Par Value Per Share Underwriting AgreementUnderwriting Agreement • March 7th, 2008 • Allied Nevada Gold Corp • Gold and silver ores • New York
Contract Type FiledMarch 7th, 2008 Company Industry Jurisdiction
PENN VIRGINIA CORPORATION (a Virginia corporation) 3,000,000 Shares of Common Stock (par value $0.01 per share) Underwriting AgreementUnderwriting Agreement • December 5th, 2007 • Penn Virginia Corp • Crude petroleum & natural gas • New York
Contract Type FiledDecember 5th, 2007 Company Industry JurisdictionPenn Virginia Corporation, a Virginia corporation (the “Company”), proposes to issue and sell to the several Underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are acting as Representatives (the “Representatives”), an aggregate of 3,000,000 shares of Common Stock, par value $0.01 per share, of the Company (the “Underwritten Shares”) and, at the option of the Underwriters, up to an additional 450,000 shares of Common Stock of the Company (the “Option Shares”). The Underwritten Shares and the Option Shares are herein referred to as the “Shares”. The shares of Common Stock of the Company to be outstanding after giving effect to the sale of the Shares are herein referred to as the “Stock”.
NUVELO, INC. 6,500,000 Shares of Common Stock Underwriting AgreementUnderwriting Agreement • January 31st, 2006 • Nuvelo Inc • In vitro & in vivo diagnostic substances • New York
Contract Type FiledJanuary 31st, 2006 Company Industry JurisdictionNuvelo, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several Underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”), an aggregate of 6,500,000 shares of common stock, par value $0.001 per share (the “Common Stock”), of the Company (the “Underwritten Shares”) and, at the option of the Underwriters, up to an additional 975,000 shares of Common Stock (the “Option Shares”). The Underwritten Shares and the Option Shares are herein referred to as the “Shares.”