NATIONAL HOLDINGS CORPORATION 2013 OMNIBUS INCENTIVE PLAN Nonqualified Stock Option and Dividend Equivalent Agreement No. of shares subject to Nonqualified Stock Option: 1,500,000Nonqualified Stock Option and Dividend Equivalent Agreement • May 5th, 2020 • Delaware
Contract Type FiledMay 5th, 2020 JurisdictionTHIS NONQUALIFIED TOCK OPTION AND DIVIDEND EQUIVALENT AGREEMENT (this "Agreement") dated as of 28th day of July, 2013, between National Holdings Corporation, a Delaware corporation (the "Company"), and Robert B. Fagenson (the "Participant"), is made pursuant and subject to the provisions of the Company's 2013 Omnibus Incentive Plan (the "Plan"), a copy of which is attached hereto. All terms used herein that are defined in the Plan have the same meaning given them in the Plan, except as provided in this Agreement.
NATIONAL HOLDINGS CORPORATION 2013 OMNIBUS INCENTIVE PLAN Nonqualified Stock Option and Dividend Equivalent AgreementNonqualified Stock Option and Dividend Equivalent Agreement • December 29th, 2014 • National Holdings Corp • Security & commodity brokers, dealers, exchanges & services • Delaware
Contract Type FiledDecember 29th, 2014 Company Industry JurisdictionTHIS NONQUALIFIED TOCK OPTION AND DIVIDEND EQUIVALENT AGREEMENT (this "Agreement") dated as of 28th day of July, 2013, between National Holdings Corporation, a Delaware corporation (the "Company"), and Robert B. Fagenson (the "Participant"), is made pursuant and subject to the provisions of the Company's 2013 Omnibus Incentive Plan (the "Plan"), a copy of which is attached hereto. All terms used herein that are defined in the Plan have the same meaning given them in the Plan, except as provided in this Agreement.
NATIONAL HOLDINGS CORPORATION 2013 OMNIBUS INCENTIVE PLAN Nonqualified Stock Option and Dividend Equivalent AgreementNonqualified Stock Option and Dividend Equivalent Agreement • December 29th, 2014 • National Holdings Corp • Security & commodity brokers, dealers, exchanges & services • Delaware
Contract Type FiledDecember 29th, 2014 Company Industry JurisdictionTHIS NONQUALIFIED STOCK OPTION AND DIVIDEND EQUIVALENT AGREEMENT (this "Agreement") dated as of the 20th day of June, 2013, between National Holdings Corporation, a Delaware corporation (the "Company"), and Mark H. Goldwasser (the "Participant"), is made pursuant and subject to the provisions of the Company's 2013 Omnibus Incentive Plan (the "Plan"), a copy of which is attached hereto. All terms used herein that are defined in the Plan have the same meaning given them in the Plan, except as provided in this Agreement.
NATIONAL HOLDINGS CORPORATION 2013 OMNIBUS INCENTIVE PLAN Nonqualified Stock Option and Dividend Equivalent AgreementNonqualified Stock Option and Dividend Equivalent Agreement • September 29th, 2014 • National Holdings Corp • Security & commodity brokers, dealers, exchanges & services • Delaware
Contract Type FiledSeptember 29th, 2014 Company Industry JurisdictionTHIS NONQUALIFIED STOCK OPTION AND DIVIDEND EQUIVALENT AGREEMENT (this "Agreement") dated as of the 29th day of July, 2013, between National Holdings Corporation, a Delaware corporation (the "Company"), and Mark D. Klein (the "Participant"), is made pursuant and subject to the provisions of the Company's 2013 Omnibus Incentive Plan (the "Plan"), a copy of which is attached hereto. All terms used herein that are defined in the Plan have the same meaning given them in the Plan, except as provided in this Agreement.