Underwriting AgreementUnderwriting Agreement • October 8th, 2021 • Volcon, Inc. • Motor vehicles & passenger car bodies • New York
Contract Type FiledOctober 8th, 2021 Company Industry JurisdictionAegis Capital Corp. As Representative of the several Underwriters named in Schedule I hereto c/o Aegis Capital Corp. 810 7th Avenue, 18th Floor New York, NY 10019
PROGYNY, INC. [•] Shares of Common Stock Underwriting AgreementUnderwriting Agreement • October 15th, 2019 • Progyny, Inc. • Services-misc health & allied services, nec • New York
Contract Type FiledOctober 15th, 2019 Company Industry Jurisdiction
Underwriting AgreementUnderwriting Agreement • September 12th, 2016 • e.l.f. Beauty, Inc. • Perfumes, cosmetics & other toilet preparations • New York
Contract Type FiledSeptember 12th, 2016 Company Industry JurisdictionMorgan Stanley & Co. LLC ( “Morgan Stanley”) has agreed to reserve a portion of the Shares to be purchased by it under this Agreement for sale to the Company’s directors, officers, employees and business associates and other parties related to the Company (collectively, “Participants”), as set forth in the Prospectus (as hereinafter defined) under the heading “Underwriting” (the “Directed Share Program”). The Shares to be sold by Morgan Stanley and its affiliates pursuant to the Directed Share Program, at the direction of the Company, are referred to hereinafter as the “Directed Shares”. Any Directed Shares not orally confirmed for purchase by any Participant by the end of the business day on which this Agreement is executed will be offered to the public by the Underwriters as set forth in the Prospectus.
AXALTA COATING SYSTEMS LTD. 40,000,000 Common Shares, $1.00 par value Underwriting AgreementUnderwriting Agreement • April 6th, 2015 • Axalta Coating Systems Ltd. • Paints, varnishes, lacquers, enamels & allied prods • New York
Contract Type FiledApril 6th, 2015 Company Industry JurisdictionThe selling shareholders listed in Schedule 2 hereto (the “Selling Shareholders”), each a member of Axalta Coating Systems Ltd., a company incorporated and organized under the laws of Bermuda (the “Company”), propose to sell to the several Underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”), an aggregate of 40,000,000 common shares, par value $1.00 per share, of the Company (collectively, the “Underwritten Shares”). In addition, the Selling Shareholders propose to sell, at the option of the Underwriters, up to an aggregate of 6,000,000 additional common shares of the Company (collectively, the “Option Shares”). The Underwritten Shares and the Option Shares are herein referred to as the “Shares”. The common shares of the Company to be outstanding after giving effect to the sale of the Shares are referred to herein as the “Stock”.
GRUPO AVAL ACCIONES Y VALORES S.A. [·] Preferred Shares In the Form of American Depositary Shares Underwriting AgreementUnderwriting Agreement • September 8th, 2014 • Grupo Aval Acciones Y Valores S.A. • Commercial banks, nec • New York
Contract Type FiledSeptember 8th, 2014 Company Industry JurisdictionGrupo Aval Acciones y Valores S.A. (the “Company”), a sociedad anónima (corporation) incorporated under the laws of the Republic of Colombia (“Colombia”), proposes to issue and sell to the several Underwriters listed in Schedule 1 hereto (the “Underwriters”), for which you are acting as representatives (the “Representatives”), an aggregate of [·] preferred shares, par value Ps1.00 per share, of the Company (“Preferred Shares”) in the form of American Depositary Shares (“ADSs”), each ADS representing 20 Preferred Shares of the Company (the “Firm Securities”). The Company also proposes to sell to the Underwriters at the option of the Underwriters, an aggregate of not more than [·] Preferred Shares of the Company in the form of ADSs (the “Option Securities”). The Firm Securities and the Option Securities are herein collectively called the “Securities.”
COMMSCOPE HOLDING COMPANY, INC. [—] Shares of Common Stock, $0.01 par value Underwriting AgreementUnderwriting Agreement • June 2nd, 2014 • CommScope Holding Company, Inc. • Radio & tv broadcasting & communications equipment • New York
Contract Type FiledJune 2nd, 2014 Company Industry JurisdictionCarlyle-CommScope Holdings, L.P. (the “Selling Stockholder”), a stockholder of CommScope Holding Company, Inc., a Delaware corporation (the “Company”), proposes to sell to the several Underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”), an aggregate of [—] shares of Common Stock, par value $0.01 per share, of the Company (the “Underwritten Shares”). In addition, the Selling Stockholder proposes to sell, at the option of the Underwriters, up to an additional [—] shares of Common Stock of the Company (the “Option Shares”). The Underwritten Shares and the Option Shares are herein referred to as the “Shares”. The shares of Common Stock of the Company to be outstanding after giving effect to the sale of the Shares are referred to herein as the “Stock”.
5,500,000 Ordinary Shares Underwriting AgreementUnderwriting Agreement • May 30th, 2014 • CaesarStone Sdot-Yam Ltd. • Cut stone & stone products • New York
Contract Type FiledMay 30th, 2014 Company Industry Jurisdiction
Q2 Holdings, Inc. [ ] Shares of Common Stock Underwriting AgreementUnderwriting Agreement • March 6th, 2014 • Q2 Holdings, Inc. • Services-prepackaged software • New York
Contract Type FiledMarch 6th, 2014 Company Industry JurisdictionQ2 Holdings, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several Underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”), an aggregate of [ ] shares of Common Stock, par value $ 0.0001 per share, of the Company, and certain stockholders of the Company named in Schedule 2 hereto (the “Selling Stockholders”) propose to sell to the several Underwriters an aggregate of [ ] shares of Common Stock of the Company (collectively with the shares to be sold by the Company, the “Underwritten Shares”). In addition, the Company proposes to issue and sell, at the option of the Underwriters, up to an additional [ ] shares of Common Stock of the Company (the “Option Shares”). The Underwritten Shares and the Option Shares are herein referred to as the “Shares.” The shares of Common Stock of the Company to be outstanding after giving effect to the sale of the Shares are referred to herein as the
INOGEN, INC. [—] Shares of Common Stock Underwriting AgreementUnderwriting Agreement • February 4th, 2014 • Inogen Inc • Orthopedic, prosthetic & surgical appliances & supplies • New York
Contract Type FiledFebruary 4th, 2014 Company Industry JurisdictionInogen, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several Underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are acting as representative (the “Representative”), an aggregate of [—] shares of common stock, par value $0.001 per share, of the Company (“Common Stock”), and certain stockholders of the Company named in Schedule 2 hereto (the “Selling Stockholders”) propose to sell to the several Underwriters an aggregate of [—] shares of Common Stock of the Company (collectively, the “Underwritten Shares”). In addition, the Selling Stockholders propose to sell, at the option of the Underwriters, up to an additional [—] shares of Common Stock of the Company (collectively, the “Option Shares”). The Underwritten Shares and the Option Shares are herein referred to as the “Shares”. The shares of Common Stock of the Company to be outstanding after giving effect to the sale of the Shares are referred to herein as the “Stock”.
Common Stock KINDRED BIOSCIENCES, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • December 2nd, 2013 • Kindred Biosciences, Inc. • Pharmaceutical preparations • New York
Contract Type FiledDecember 2nd, 2013 Company Industry Jurisdiction
WIX.COM LTD. [•] Ordinary Shares Underwriting AgreementUnderwriting Agreement • October 23rd, 2013 • Wix.com Ltd. • Services-computer programming, data processing, etc. • New York
Contract Type FiledOctober 23rd, 2013 Company Industry JurisdictionWix.com Ltd., a company organized under the laws of the State of Israel formerly known as Wixpress Ltd. (the “Company”), proposes to issue and sell to the several Underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”), an aggregate of [•] Ordinary Shares, par value NIS 0.01 per share, of the Company (“Ordinary Shares”), and certain shareholders of the Company named in Schedule 2 hereto (the “Selling Shareholders”) propose to sell to the several Underwriters an aggregate of [•] Ordinary Shares of the Company (collectively, the “Underwritten Shares”). In addition, the Company proposes to issue and sell, at the option of the Underwriters, up to an additional [•] Ordinary Shares (collectively, the “Option Shares”). The Underwritten Shares and the Option Shares are herein referred to as the “Shares”. The ordinary shares of the Company to be outstanding after giving effect to the sale of the Shares are referred to her