Steven Urbach Chief Executive Officer Chardan Capital Markets, LLC 17 State Street Suite 1600 New York, NY 10004 Tel: 646 465 9003 Fax: 646 465 9091Asterias Biotherapeutics, Inc. • October 16th, 2017 • Biological products, (no disgnostic substances) • New York
Company FiledOctober 16th, 2017 Industry Jurisdiction
Steven Urbach Chief Executive Officer Chardan Capital Markets, LLC 17 State Street Suite 1600 New York, NY 10004 Tel: 646 465 9003 Fax: 646 465 909122nd Century Group, Inc. • October 10th, 2017 • Cigarettes • New York
Company FiledOctober 10th, 2017 Industry Jurisdiction
Steven Urbach Chardan Capital Markets, LLC22nd Century Group, Inc. • October 17th, 2016 • Cigarettes • New York
Company FiledOctober 17th, 2016 Industry Jurisdiction
Steven Urbach Chardan Capital Markets, LLCCheck-Cap LTD • August 12th, 2016 • X-ray apparatus & tubes & related irradiation apparatus • New York
Company FiledAugust 12th, 2016 Industry JurisdictionThis letter (the “Agreement”) constitutes the agreement between Check-Cap Ltd. (the “Company”) and Chardan Capital Markets, LLC (“Chardan”) that Chardan shall serve as the exclusive placement agent (the “Services”) for the Company, on a reasonable best efforts basis, in connection with the proposed offer and placement (the “Offering”) by the Company of securities of the Company with a market value of up to Six Million Dollars ($6,000,000) (the “Securities”). The terms of the Offering and the Securities shall be mutually agreed upon by the Company and the investors and nothing herein implies that Chardan would have the power or authority to bind the Company or that there is any obligation for the Company to issue any Securities or complete the Offering. The Company expressly acknowledges and agrees that the execution of this Agreement does not constitute a commitment by Chardan to purchase the Securities and does not ensure the successful placement of the Securities or any portion there
Steven Urbach Chardan Capital Markets, LLC22nd Century Group, Inc. • July 26th, 2016 • Cigarettes • New York
Company FiledJuly 26th, 2016 Industry Jurisdiction
Steven Urbach Chief Executive Officer Chardan Capital Markets, LLC 17 State Street Suite 1600 New York, NY 10004 Tel: 646 465 9003 Fax: 646 465 909122nd Century Group, Inc. • February 4th, 2016 • Cigarettes • New York
Company FiledFebruary 4th, 2016 Industry Jurisdiction