Steven Urbach Chief Executive Officer Chardan Capital Markets, LLC 17 State Street Suite 1600 New York, NY 10004 Tel: 646 465 9003 Fax: 646 465 9091Placement Agent Agreement • October 16th, 2017 • Asterias Biotherapeutics, Inc. • Biological products, (no disgnostic substances) • New York
Contract Type FiledOctober 16th, 2017 Company Industry Jurisdiction
Steven Urbach Chief Executive Officer Chardan Capital Markets, LLC 17 State Street Suite 1600 New York, NY 10004 Tel: 646 465 9003 Fax: 646 465 9091Placement Agent Agreement • October 10th, 2017 • 22nd Century Group, Inc. • Cigarettes • New York
Contract Type FiledOctober 10th, 2017 Company Industry Jurisdiction
Steven Urbach Chardan Capital Markets, LLCPlacement Agent Agreement • October 17th, 2016 • 22nd Century Group, Inc. • Cigarettes • New York
Contract Type FiledOctober 17th, 2016 Company Industry Jurisdiction
Steven Urbach Chardan Capital Markets, LLCPlacement Agent Agreement • August 12th, 2016 • Check-Cap LTD • X-ray apparatus & tubes & related irradiation apparatus • New York
Contract Type FiledAugust 12th, 2016 Company Industry JurisdictionThis letter (the “Agreement”) constitutes the agreement between Check-Cap Ltd. (the “Company”) and Chardan Capital Markets, LLC (“Chardan”) that Chardan shall serve as the exclusive placement agent (the “Services”) for the Company, on a reasonable best efforts basis, in connection with the proposed offer and placement (the “Offering”) by the Company of securities of the Company with a market value of up to Six Million Dollars ($6,000,000) (the “Securities”). The terms of the Offering and the Securities shall be mutually agreed upon by the Company and the investors and nothing herein implies that Chardan would have the power or authority to bind the Company or that there is any obligation for the Company to issue any Securities or complete the Offering. The Company expressly acknowledges and agrees that the execution of this Agreement does not constitute a commitment by Chardan to purchase the Securities and does not ensure the successful placement of the Securities or any portion there
Steven Urbach Chardan Capital Markets, LLCPlacement Agent Agreement • July 26th, 2016 • 22nd Century Group, Inc. • Cigarettes • New York
Contract Type FiledJuly 26th, 2016 Company Industry Jurisdiction
Steven Urbach Chief Executive Officer Chardan Capital Markets, LLC 17 State Street Suite 1600 New York, NY 10004 Tel: 646 465 9003 Fax: 646 465 9091Placement Agent Agreement • February 4th, 2016 • 22nd Century Group, Inc. • Cigarettes • New York
Contract Type FiledFebruary 4th, 2016 Company Industry Jurisdiction