be required to be maintained by it under the Investment Company Act of 1940, as amended (the "Act"), or the Investment Advisers Act of 1940. All such records so maintained shall be made available to FMI and the Fund, upon the request of FMI or the...Secondary Sub-Advisory Agreement • December 19th, 1997 • Dean Witter Select Dimensions Investment Series • London
Contract Type FiledDecember 19th, 1997 Company JurisdictionSECONDARY SUB-ADVISORY AGREEMENT AGREEMENT made as of the 31st day of May, 1997, by and between TCW Funds Management, Inc., a California corporation ("FMI"), and TCW London International, Limited, a California corporation ("TCW London"). WHEREAS, FMI has entered into a Sub-Advisory Agreement with Dean Witter InterCapital Inc. ("InterCapital") to provide investment advisory services for the Emerging Markets Portfolio and any subsequently established Portfolio ("Portfolio(s)") of Dean Witter Select Dimensions Investment Series (the "Fund"); WHEREAS, TCW London is registered as an investment adviser under the Investment Advisers Act of 1940, and engages in the business of acting as an investment adviser; WHEREAS, TCW London is a member of the Investment Management Regulatory Organization Limited ("IMRO") and as such is regulated by IMRO in the conduct of its investment business and nothing in this Agreement shall exclude any liability of TCW London to the Fund under the Financial Services
Asia shall provide all account statements and performance or financial records as required by United States securities laws. TCW Asia acknowledges that cash balances and other assets of the Fund will be held by Custodian bank(s) designated by the...Secondary Sub-Advisory Agreement • December 19th, 1997 • Dean Witter Select Dimensions Investment Series • California
Contract Type FiledDecember 19th, 1997 Company Jurisdiction