MARKETING AGENT AGREEMENTMarketing Agent Agreement • June 18th, 2015 • Eagle Growth & Income Opportunities Fund • New York
Contract Type FiledJune 18th, 2015 Company JurisdictionThis Marketing Agent Agreement (the “Agreement”) is effective as of May 18th, 2015 by and among Four Wood Capital Partners LLC (“FWCP”), a New York limited liability company and its registered broker-dealer relationships, Foreside Fund Services LLC (“FFS”) and MidAmerica Financial Services (“MFS”), herein collectively referred to as “BD Relationship” and/or “Selling Agent” and Four Wood Capital Advisors LLC (“FWCA”), the Investment Adviser to the Eagle Growth and Income Fund.
MARKETING AGENT AGREEMENTMarketing Agent Agreement • June 18th, 2015 • Eagle Growth & Income Opportunities Fund • New York
Contract Type FiledJune 18th, 2015 Company JurisdictionThis Marketing Agent Agreement (the “Agreement”) is effective as of May 18th, 2015 by and among Four Wood Capital Partners LLC (“FWCP”), a New York limited liability company and its registered broker-dealer relationship, Foreside Fund Services LLC (“FFS”), herein collectively referred to as “BD Relationship” and/or “Selling Agent” and Four Wood Capital Advisors LLC (“FWCA”), the Investment Adviser to the Eagle Growth and Income Fund.
MARKETING AGENT AGREEMENTMarketing Agent Agreement • September 17th, 2013 • THL Credit Senior Loan Fund • New York
Contract Type FiledSeptember 17th, 2013 Company JurisdictionThis Marketing Agent Agreement (the “Agreement”) is made as of August [ ], 2013, by and among Four Wood Capital Advisors, LLC (“FWCA”), a New York limited liability company and AST Investor Services, LLC (“AST”), a registered broker-dealer (the “Selling Agent”).
MARKETING AGENT AGREEMENTMarketing Agent Agreement • September 17th, 2013 • THL Credit Senior Loan Fund • New York
Contract Type FiledSeptember 17th, 2013 Company JurisdictionThis Marketing Agent Agreement (the “Agreement”) is made as of August [ ], 2013, by and among Four Wood Capital Advisors, LLC (“FWCA”), a New York limited liability company and MidAmerica Financial Services, Inc. (“MidAmerica”), a [ ] limited liability company and a registered broker-dealer (the “Selling Agent”).