] Shares of Common Stock THE FILM DEPARTMENT HOLDINGS, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • January 25th, 2010 • Film Department Holdings, Inc. • Services-motion picture & video tape production • California
Contract Type FiledJanuary 25th, 2010 Company Industry Jurisdiction
3,000,000 Shares of Common Stock UNIVERSAL POWER GROUP, INC. UNDERWRITING AGREEMENT ____________ , 2006Underwriting Agreement • October 26th, 2006 • Universal Power Group Inc. • Wholesale-electrical apparatus & equipment, wiring supplies • New York
Contract Type FiledOctober 26th, 2006 Company Industry JurisdictionLADENBURG THALMANN & CO. INC. WUNDERLICH SECURITIES, INC. AS REPRESENTATIVES OF THE SEVERAL UNDERWRITERS NAMED IN SCHEDULE I HERETO c/o Ladenburg Thalmann & Co. Inc. 153 East 53rd Street, 49th Floor New York, N.Y. 10022
] Shares of Common Stock READY MIX, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • August 19th, 2005 • Ready Mix, Inc. • Concrete products, except block & brick • New York
Contract Type FiledAugust 19th, 2005 Company Industry Jurisdiction
] Shares of Common Stock READY MIX, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • August 8th, 2005 • Ready Mix, Inc. • Concrete products, except block & brick • New York
Contract Type FiledAugust 8th, 2005 Company Industry Jurisdiction
] Shares of Common Stock READY MIX, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • June 28th, 2005 • Ready Mix, Inc. • Concrete products, except block & brick • New York
Contract Type FiledJune 28th, 2005 Company Industry Jurisdiction
2,500,000 Shares of Common Stock ENVIRONMENTAL POWER CORPORATION UNDERWRITING AGREEMENT February 2, 2005Underwriting Agreement • February 3rd, 2005 • Environmental Power Corp • Cogeneration services & small power producers • New York
Contract Type FiledFebruary 3rd, 2005 Company Industry JurisdictionEnvironmental Power Corporation, a corporation organized and existing under the laws of Delaware (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriter named in Schedule I hereto (the “Underwriter”) an aggregate of 2,500,000 shares (the “Firm Shares”) of the Company’s common stock, par value $0.01 per share (the “Common Stock”). The Company also proposes to issue and sell to the Underwriter, for the sole purpose of covering over-allotments in connection with the sale of the Firm Shares, and at the option of the Underwriter, up to an additional 375,000 shares (the “Additional Shares”) of Common Stock. The Firm Shares and the Additional Shares are referred to herein collectively as the “Shares.” In connection with the proposed issuance and sale of the Shares, the Company proposes to issue to Ladenburg Thalmann & Co. Inc. a Common Stock Warrant (the “Warrant”) to purchase from the Company 100,000 shares of Common Stock (the “Warr
2,500,000 Shares of Common Stock ENVIRONMENTAL POWER CORPORATION UNDERWRITING AGREEMENT February , 2005Underwriting Agreement • February 1st, 2005 • Environmental Power Corp • Cogeneration services & small power producers • New York
Contract Type FiledFebruary 1st, 2005 Company Industry JurisdictionEnvironmental Power Corporation, a corporation organized and existing under the laws of Delaware (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriter named in Schedule I hereto (the “Underwriter”) an aggregate of 2,500,000 shares (the “Firm Shares”) of the Company’s common stock, par value $0.01 per share (the “Common Stock”). The Company also proposes to issue and sell to the Underwriter, for the sole purpose of covering over-allotments in connection with the sale of the Firm Shares, and at the option of the Underwriter, up to an additional 375,000 shares (the “Additional Shares”) of Common Stock. The Firm Shares and the Additional Shares are referred to herein collectively as the “Shares.” In connection with the proposed issuance and sale of the Shares, the Company proposes to issue to Ladenburg Thalmann & Co. Inc. a Common Stock Warrant (the “Warrant”) to purchase from the Company 100,000 shares of Common Stock (the “Warr
2,500,000 Shares of Common Stock ENVIRONMENTAL POWER CORPORATION UNDERWRITING AGREEMENT January , 2005Underwriting Agreement • January 13th, 2005 • Environmental Power Corp • Cogeneration services & small power producers • New York
Contract Type FiledJanuary 13th, 2005 Company Industry JurisdictionEnvironmental Power Corporation, a corporation organized and existing under the laws of Delaware (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriter named in Schedule I hereto (the “Underwriter”) an aggregate of 2,500,000 shares (the “Firm Shares”) of the Company’s common stock, par value $0.01 per share (the “Common Stock”). The Company also proposes to issue and sell to the Underwriter, for the sole purpose of covering over-allotments in connection with the sale of the Firm Shares, and at the option of the Underwriter, up to an additional 375,000 shares (the “Additional Shares”) of Common Stock. The Firm Shares and the Additional Shares are referred to herein collectively as the “Shares.” The Shares are more fully described in the Registration Statement referred to below.
2,500,000 Shares of Common Stock ENVIRONMENTAL POWER CORPORATION UNDERWRITING AGREEMENT January , 2004Underwriting Agreement • December 23rd, 2004 • Environmental Power Corp • Cogeneration services & small power producers • New York
Contract Type FiledDecember 23rd, 2004 Company Industry JurisdictionEnvironmental Power Corporation, a corporation organized and existing under the laws of Delaware (the “Company ”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (the “Underwriters”), acting severally and not jointly, an aggregate of 2,500,000 shares (the “Firm Shares”) of the Company’s common stock, par value $0.01 per share (the “Common Stock ”). The Company also proposes to issue and sell to the Underwriters, for the sole purpose of covering over-allotments in connection with the sale of the Firm Shares, and at the option of the Underwriters, up to an additional 375,000 shares (the “Additional Shares”) of Common Stock. The Firm Shares and the Additional Shares are referred to herein collectively as the “Shares.” The Shares are more fully described in the Registration Statement referred to below.
2,200,000 Shares of Common Stock Inspire Pharmaceuticals, Inc. UNDERWRITING AGREEMENTUnderwriting Agreement • November 12th, 2004 • Inspire Pharmaceuticals Inc • Pharmaceutical preparations • New York
Contract Type FiledNovember 12th, 2004 Company Industry JurisdictionInspire Pharmaceuticals, Inc., a corporation organized and existing under the laws of Delaware (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to Deutsche Bank Securities Inc. (the “Underwriter”) an aggregate of 2,200,000 shares (the “Firm Shares”) of its common stock, par value $0.001 per share (the “Common Stock”), and, for the sole purpose of covering over-allotments in connection with the sale of the Firm Shares, at the option of the Underwriter, up to an additional 330,000 shares (the “Additional Shares”) of Common Stock. The Firm Shares and any Additional Shares purchased by the Underwriter are referred to herein as the “Shares.” The Shares are more fully described in the Prospectus referred to below.