GREAT BASIN SCIENTIFIC, INC. 2,575,000 Class A Units, Each Class A Unit Consisting of One Share of Common Stock and One Series J Warrant to Purchase Two and One-Half Shares of Common Stock and 6,366,666 Class B Units, Each Class B Unit Consisting of...Placement Agent Agreement • June 20th, 2017 • Great Basin Scientific, Inc. • Surgical & medical instruments & apparatus • New York
Contract Type FiledJune 20th, 2017 Company Industry Jurisdiction
GREAT BASIN SCIENTIFIC, INC. ______ Class A Units, Each Class A Unit Consisting of One Share of Common Stock and One Series J Warrant to Purchase Two and One- Half Shares of Common Stock and ______ Class B Units, Each Class B Unit Consisting of one...Placement Agent Agreement • June 15th, 2017 • Great Basin Scientific, Inc. • Surgical & medical instruments & apparatus • New York
Contract Type FiledJune 15th, 2017 Company Industry Jurisdiction
SPEED COMMERCE, INC. 13,035,713 shares of Common Stock Series A Warrants to purchase up to 7,776,784 shares of Common Stock Series B Warrants to purchase up to 2,000,000 shares of Common Stock PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • April 16th, 2015 • Speed Commerce, Inc. • Wholesale-computers & peripheral equipment & software • New York
Contract Type FiledApril 16th, 2015 Company Industry Jurisdiction
INTELGENX TECHNOLOGIES CORP. • Units Each Unit Consisting of One Share of Common Stock and • of One Warrant to Purchase One Share of Common Stock PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • August 26th, 2013 • IntelGenx Technologies Corp. • Pharmaceutical preparations • New York
Contract Type FiledAugust 26th, 2013 Company Industry Jurisdiction
INTELLIPHARMACEUTICS INTERNATIONAL INC. 1,818,182 Common Shares PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • March 9th, 2012 • Intellipharmaceutics International Inc. • Pharmaceutical preparations • New York
Contract Type FiledMarch 9th, 2012 Company Industry Jurisdiction
LPATH, INC. · Units Each Consisting of One Share of Common Stock and a Warrant to purchase · Shares of Common Stock PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • December 7th, 2011 • Lpath, Inc • Biological products, (no disgnostic substances) • New York
Contract Type FiledDecember 7th, 2011 Company Industry JurisdictionIn addition, the undersigned hereby waives, from the date hereof until the expiration of the ninety (90) day period following the date of the Company’s final prospectus, any and all rights, if any, to request or demand registration pursuant to the Securities Act of 1933, as amended, of any shares of Common Stock or securities convertible into or exercisable or exchangeable for Common Stock that are registered in the name of the undersigned or that are Beneficially Owned Shares. In order to enable the aforesaid covenants to be enforced, the undersigned hereby consents to the placing of legends and/or stop transfer orders with the transfer agent of the Common Stock with respect to any shares of Common Stock, securities convertible into or exercisable or exchangeable for Common Stock or Beneficially Owned Shares.
2,222,222 Shares of Common Stock UNIVERSAL TRAVEL GROUP PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • December 16th, 2009 • Universal Travel Group • Transportation services • New York
Contract Type FiledDecember 16th, 2009 Company Industry Jurisdiction
10,900,000 Units COLUMBIA LABORATORIES, INC. PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • October 23rd, 2009 • Columbia Laboratories Inc • Pharmaceutical preparations • New York
Contract Type FiledOctober 23rd, 2009 Company Industry Jurisdiction
CHINA BAK BATTERY, INC. Units Consisting of One Share of Common Stock and a Warrant to Purchase 0.25 of a Share of Common Stock PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • October 22nd, 2009 • China Bak Battery Inc • Miscellaneous electrical machinery, equipment & supplies • New York
Contract Type FiledOctober 22nd, 2009 Company Industry JurisdictionFor purposes of this Agreement, all references to the Registration Statement, the Rule 462 Registration Statement, the Base Prospectus, a Preliminary Prospectus, the Final Prospectus or any amendment or supplement to any of the foregoing shall be deemed to include the copy filed with the Commission pursuant to its Next-Generation EDGAR system. All references in this Agreement to financial statements and schedules and other information which is “described,” “contained,” “included” or “stated” in the Registration Statement, the Rule 462 Registration Statement, the Base Prospectus, a Preliminary Prospectus or the Final Prospectus (or other references of like import) shall be deemed to mean and include all such financial statements, pro forma financial information and schedules and other information which is incorporated by reference in or otherwise deemed by the Rules and Regulations to be a part of or included in the Registration Statement, the Rule 462 Registration Statement, the Base P
7,416,520 Units FAVRILLE, INC. PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • November 5th, 2007 • Favrille Inc • Biological products, (no disgnostic substances) • New York
Contract Type FiledNovember 5th, 2007 Company Industry Jurisdiction
COLLAGENEX PHARMACEUTICALS, INC. Common Stock PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • November 16th, 2006 • Collagenex Pharmaceuticals Inc • Pharmaceutical preparations • New York
Contract Type FiledNovember 16th, 2006 Company Industry Jurisdiction