Common Contracts
20 similar Underwriting Agreement contracts by Pennantpark Investment Corp, MONROE CAPITAL Corp, PennantPark Floating Rate Capital Ltd., others
PENNANTPARK INVESTMENT CORPORATION $75,000,000 Aggregate Principal Amount of 5.50% Notes due 2024 UNDERWRITING AGREEMENTUnderwriting Agreement • September 27th, 2019 • Pennantpark Investment Corp • New York
PennantPark Investment Corporation, a Maryland corporation (the “Company”), proposes to issue and sell to the several Underwriters named in Schedule A hereto (the “Underwriters”), for whom Keefe, Bruyette & Woods, Inc. and Morgan Stanley & Co. LLC shall act as joint book-running managers (the “Representatives”), $75,000,000 aggregate principal amount of 5.50% Notes due 2024 (the “Notes”). The Company also proposes to issue and sell to the several Underwriters not more than an additional $11,250,000 aggregate principal amount of 5.50% Notes due 2024 (the “Additional Notes”), if and to the extent that the Representatives shall have determined to exercise, on behalf of the Underwriters, the right to purchase pursuant an overallotment option such notes granted to the Underwriters in Section 1 hereof. The Notes and the Additional Notes are hereinafter collectively referred to as the “Securities.”
UNDERWRITING AGREEMENTUnderwriting Agreement • June 9th, 2017 • MONROE CAPITAL Corp • New York
Monroe Capital Corporation, a Maryland corporation (the “Company”), proposes to issue and sell an aggregate of 3,000,000 shares (the “Firm Shares”) of common stock, $0.001 par value per share (the “Common Stock”), of the Company. It is understood that, subject to the conditions hereinafter stated, the Firm Shares will be sold by the Company to the several underwriters named in Schedule I hereto (the “Underwriters”) in connection with the offer and sale of such Firm Shares. Raymond James & Associates, Inc. (“Raymond James”), Robert W. Baird & Co. Incorporated and Janney Montgomery Scott LLC shall act as joint book-running managers (the “Joint Book-Running Managers”).
PENNANTPARK FLOATING RATE CAPITAL LTD. 5,000,000 Shares of Common Stock ($0.001 Par Value Per Share) UNDERWRITING AGREEMENTUnderwriting Agreement • February 16th, 2017 • PennantPark Floating Rate Capital Ltd. • New York
UNDERWRITING AGREEMENTUnderwriting Agreement • July 21st, 2016 • MONROE CAPITAL Corp • New York
UNDERWRITING AGREEMENTUnderwriting Agreement • April 16th, 2015 • MONROE CAPITAL Corp • New York
PENNANTPARK INVESTMENT CORPORATION 8,500,000 Shares of Common Stock ($.001 Par Value Per Share) UNDERWRITING AGREEMENTUnderwriting Agreement • September 8th, 2014 • Pennantpark Investment Corp • New York
PennantPark Investment Corporation, a Maryland corporation (the “Company”), proposes to issue and sell an aggregate of 8,500,000 shares (the “Firm Shares”) of common stock, $.001 par value per share (the “Common Stock”), of the Company (the “Offering”). It is understood that, subject to the conditions hereinafter stated, the Firm Shares will be sold by the Company to the several Underwriters named in Schedule A hereto (the “Underwriters”) in connection with the offer and sale of such Firm Shares. Morgan Stanley & Co. LLC, Goldman, Sachs & Co., J.P. Morgan Securities LLC, UBS Securities LLC and Keefe, Bruyette & Woods, Inc. shall act as joint book-running managers (the “Joint Book-Running Managers”).
PENNANTPARK FLOATING RATE CAPITAL LTD. 4,400,000 Shares of Common Stock ($.001 Par Value Per Share) UNDERWRITING AGREEMENTUnderwriting Agreement • July 18th, 2013 • PennantPark Floating Rate Capital Ltd. • New York
PennantPark Floating Rate Capital Ltd., a Maryland corporation (the “Company”), proposes to issue and sell an aggregate of 4,400,000 shares (the “Firm Shares”) of common stock, $.001 par value per share (the “Common Stock”), of the Company (the “Offering”). It is understood that, subject to the conditions hereinafter stated, the Firm Shares will be sold by the Company to the several Underwriters named in Schedule A hereto (the “Underwriters”) in connection with the offer and sale of such Firm Shares. Morgan Stanley & Co. LLC, J.P. Morgan Securities LLC and Keefe, Bruyette & Woods, Inc. shall act as joint book-running managers (the “Joint Book-Running Managers”).
4,000,000 Shares Common Stock ($0.001 par value per share) UNDERWRITING AGREEMENTUnderwriting Agreement • July 15th, 2013 • MONROE CAPITAL Corp • New York
PENNANTPARK FLOATING RATE CAPITAL LTD. 3,000,000 Shares of Common Stock ($.001 Par Value Per Share) UNDERWRITING AGREEMENTUnderwriting Agreement • March 21st, 2013 • PennantPark Floating Rate Capital Ltd. • New York
PennantPark Floating Rate Capital Ltd., a Maryland corporation (the “Company”), proposes to issue and sell an aggregate of 3,000,000 shares (the “Firm Shares”) of common stock, $.001 par value per share (the “Common Stock”), of the Company (the “Offering”). It is understood that, subject to the conditions hereinafter stated, the Firm Shares will be sold by the Company to the several Underwriters named in Schedule A hereto (the “Underwriters”) in connection with the offer and sale of such Firm Shares. Morgan Stanley & Co. LLC, J.P. Morgan Securities LLC and Keefe, Bruyette & Woods, Inc. shall act as joint book-running managers (the “Joint Book-Running Managers”).
PENNANTPARK INVESTMENT CORPORATION $67,500,000 Aggregate Principal Amount 6.25% Senior Notes due 2025 UNDERWRITING AGREEMENTUnderwriting Agreement • January 22nd, 2013 • Pennantpark Investment Corp • New York
PennantPark Investment Corporation, a Maryland corporation (the “Company”), proposes to issue and sell $67,500,000 aggregate principal amount of 6.25% Senior Notes due 2025 (the “Senior Notes”). It is understood that, subject to the conditions hereinafter stated, the Senior Notes will be sold by the Company to the several Underwriters named in Schedule A hereto (the “Underwriters”) in connection with the offer and sale of such Senior Notes. Stifel, Nicolaus & Company, Incorporated and RBC Capital Markets, LLC shall act as joint book-running managers (the “Joint Book-Running Managers”).
Shares Common Stock ($0.001 par value per share) UNDERWRITING AGREEMENTUnderwriting Agreement • October 18th, 2012 • MONROE CAPITAL Corp
PENNANTPARK INVESTMENT CORPORATION 9,000,000 Shares of Common Stock ($.001 Par Value Per Share) UNDERWRITING AGREEMENTUnderwriting Agreement • September 26th, 2012 • Pennantpark Investment Corp • New York
PennantPark Investment Corporation, a Maryland corporation (the “Company”), proposes to issue and sell an aggregate of 9,000,000 shares (the “Firm Shares”) of common stock, $.001 par value per share (the “Common Stock”), of the Company (the “Offering”). It is understood that, subject to the conditions hereinafter stated, the Firm Shares will be sold by the Company to the several Underwriters named in Schedule A hereto (the “Underwriters”) in connection with the offer and sale of such Firm Shares. Morgan Stanley & Co. LLC, Goldman, Sachs & Co., J.P. Morgan Securities LLC, and SunTrust Robinson Humphrey, Inc. shall act as joint book-running managers (the “Joint Book-Running Managers”).
PENNANTPARK INVESTMENT CORPORATION 9,000,000 Shares of Common Stock ($.001 Par Value Per Share) UNDERWRITING AGREEMENTUnderwriting Agreement • January 24th, 2012 • Pennantpark Investment Corp • New York
PennantPark Investment Corporation, a Maryland corporation (the “Company”), proposes to issue and sell an aggregate of 9,000,000 shares (the “Firm Shares”) of common stock, $.001 par value per share (the “Common Stock”), of the Company (the “Offering”). It is understood that, subject to the conditions hereinafter stated, the Firm Shares will be sold by the Company to the several Underwriters named in Schedule A hereto (the “Underwriters”) in connection with the offer and sale of such Firm Shares. Morgan Stanley & Co. LLC, Goldman, Sachs & Co., RBC Capital Markets, LLC, Credit Suisse Securities (USA) LLC, Stifel, Nicolaus & Company, Incorporated and SunTrust Robinson Humphrey, Inc. and shall act as joint book-running managers (the “Joint Book-Running Managers”).
PENNANTPARK FLOATING RATE CAPITAL LTD. 10,000,000 Shares of Common Stock ($.001 Par Value Per Share) UNDERWRITING AGREEMENTUnderwriting Agreement • April 5th, 2011 • PennantPark Floating Rate Capital Ltd. • New York
PennantPark Floating Rate Capital Ltd., a Maryland corporation (the “Company”), proposes to issue and sell an aggregate of 10,000,000 shares (the “Firm Shares”) of common stock, $.001 par value per share (the “Common Stock”), of the Company (the “Offering”). It is understood that, subject to the conditions hereinafter stated, the Firm Shares will be sold by the Company to the several Underwriters named in Schedule A hereto (the “Underwriters”) in connection with the offer and sale of such Firm Shares. Morgan Stanley & Co. Incorporated, SunTrust Robinson Humphrey, Inc. and UBS Securities LLC shall act as joint book-running managers (the “Joint Book-Running Managers”).
6,000,000 Shares Common Stock ($.001 Par Value Per Share) UNDERWRITING AGREEMENTUnderwriting Agreement • November 4th, 2010 • BlackRock Kelso Capital CORP • New York
BlackRock Kelso Capital Corporation, a Delaware corporation (the “Company”), proposes to issue and sell an aggregate of 6,000,000 shares (the “Firm Shares”) of common stock, $.001 par value per share (the “Common Stock”), of the Company. It is understood that, subject to the conditions hereinafter stated, the Firm Shares will be sold by the Company to the several Underwriters named in Schedule A hereto (the “Underwriters”) in connection with the offer and sale of such Firm Shares. Citigroup Global Markets Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Credit Suisse Securities (USA) LLC and UBS Securities LLC shall act as representatives of the Underwriters (the “Representatives”).
7,500,000 Shares Common Stock ($.001 Par Value Per Share) UNDERWRITING AGREEMENTUnderwriting Agreement • August 5th, 2010 • BlackRock Kelso Capital CORP • New York
BlackRock Kelso Capital Corporation, a Delaware corporation (the “Company”), proposes to issue and sell an aggregate of 7,500,000 shares (the “Firm Shares”) of common stock, $.001 par value per share (the “Common Stock”), of the Company. It is understood that, subject to the conditions hereinafter stated, the Firm Shares will be sold by the Company to the several Underwriters named in Schedule A hereto (the “Underwriters”) in connection with the offer and sale of such Firm Shares. Citigroup Global Markets Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Credit Suisse Securities (USA) LLC and UBS Securities LLC shall act as representatives of the Underwriters (the “Representatives”).
FORM OF UNDERWRITING AGREEMENT] UNDERWRITING AGREEMENTUnderwriting Agreement • February 22nd, 2010 • Pennantpark Investment Corp • New York
PennantPark Investment Corporation, a Maryland corporation (the “Company”), proposes to issue and sell an aggregate of [ ] shares (the “Firm Shares” ) of common stock, $.001 par value per share (the “Common Stock” ), of the Company (the “Offering” ). It is understood that, subject to the conditions hereinafter stated, the Firm Shares will be sold by the Company to the several Underwriters named in Schedule A hereto (the “Underwriters” ) in connection with the offer and sale of such Firm Shares. [Underwriters] shall act as joint book-running managers (the “Joint Book-Running Managers” ).
] Shares Common Stock ($.001 Par Value Per Share) UNDERWRITING AGREEMENTUnderwriting Agreement • October 14th, 2008 • BlackRock Kelso Capital CORP • New York
FORM OF UNDERWRITING AGREEMENT] UNDERWRITING AGREEMENTUnderwriting Agreement • April 5th, 2007 • Pennantpark Investment Corp • New York
PennantPark Investment Corporation, a Maryland corporation (the “Company”), proposes to issue and sell an aggregate of [27,000,000] shares (the “Firm Shares”) of common stock, $.001 par value per share (the “Common Stock”), of the Company (the “Offering”). It is understood that, subject to the conditions hereinafter stated, the Firm Shares will be sold by the Company to the several Underwriters named in Schedule A hereto (the “Underwriters”) in connection with the offer and sale of such Firm Shares. Bear, Stearns & Co. Inc., Banc of America Securities LLC, UBS Securities LLC and SunTrust Capital Markets, Inc. shall act as joint book-running managers (the “Joint Book-Running Managers”).
Common Stock ($.001 Par Value Per Share) UNDERWRITING AGREEMENTUnderwriting Agreement • July 23rd, 2004 • Prospect Energy Corp • Maryland
Prospect Energy Corporation, a Maryland corporation (the “Company”), proposes to issue and sell an aggregate of shares (the “Firm Shares”) of Common Stock, $.001 par value per share (the “Common Stock”), of the Company. It is understood that, subject to the conditions hereinafter stated, the Firm Shares will be sold by the Company to the several Underwriters named in Schedule A hereto (the “Underwriters”) in connection with the offer and sale of such Firm Shares. Ferris, Baker Watts, Incorporated (“FBW”) has agreed to act as representative of the several Underwriters (in such capacity, the “Representative”) in connection with the offering and sale of the Shares.
