WARRANT TO PURCHASE SHARES OF COMMON STOCK OF TRANSPHORM, INC.Warrant Agreement • December 28th, 2023 • Transphorm, Inc. • Semiconductors & related devices • New York
Contract Type FiledDecember 28th, 2023 Company Industry JurisdictionThis Warrant is issued to [●], or its registered assigns (including any successors or assigns, the “Warrantholder”), in connection with that certain letter agreement, dated as of December 20, 2023, by and among Transphorm, Inc., a Delaware corporation (the “Company”), and the Warrantholder (the “Letter Agreement”).
WARRANT TO PURCHASE SHARES OF COMMON STOCK OF TRANSPHORM, INC.Warrant Agreement • April 3rd, 2023 • Transphorm, Inc. • Semiconductors & related devices • New York
Contract Type FiledApril 3rd, 2023 Company Industry JurisdictionThis Warrant is issued to [●], or its registered assigns (including any successors or assigns, the “Warrantholder”), in connection with that certain Securities Purchase Agreement, dated as of April 3, 2023, by and among Transphorm, Inc., a Delaware corporation (the “Company”), and the Warrantholder (the “Purchase Agreement”).
WARRANT TO PURCHASE SHARES OF COMMON STOCK OF TRANSPHORM, INC.Warrant Agreement • June 29th, 2022 • Transphorm, Inc. • Semiconductors & related devices • California
Contract Type FiledJune 29th, 2022 Company Industry JurisdictionThis Warrant is issued to [●], or its registered assigns (including any successors or assigns, the “Warrantholder”), in connection with that certain Finder Agreement, dated as of March 1, 2021, by and among Transphorm, Inc., a Delaware corporation (the “Company”), and Compound Semiconductor Electric Ltd.
WARRANT TO PURCHASE SHARES OF COMMON STOCK OF TRANSPHORM, INC.Warrant Agreement • December 10th, 2021 • Transphorm, Inc. • Semiconductors & related devices • New York
Contract Type FiledDecember 10th, 2021 Company Industry JurisdictionThis Warrant is issued to [●], or its registered assigns (including any successors or assigns, the “Warrantholder”), in connection with that certain Securities Purchase Agreement, dated as of December [●], 2021, by and among Transphorm, Inc., a Delaware corporation (the “Company”), and the Warrantholder (the “Purchase Agreement”).
WARRANT TO PURCHASE SHARES OF COMMON STOCK OF TRANSPHORM, INC.Warrant Agreement • November 9th, 2021 • Transphorm, Inc. • Semiconductors & related devices • New York
Contract Type FiledNovember 9th, 2021 Company Industry JurisdictionThis Warrant is issued to [●], or its registered assigns (including any successors or assigns, the “Warrantholder”), in connection with that certain Securities Purchase Agreement, dated as of November [●], 2021, by and among Transphorm, Inc., a Delaware corporation (the “Company”), and the Warrantholder (the “Purchase Agreement”).
WARRANT TO PURCHASE SHARES OF COMMON STOCK OF TRANSPHORM, INC.Warrant Agreement • October 7th, 2021 • Transphorm, Inc. • Semiconductors & related devices • New York
Contract Type FiledOctober 7th, 2021 Company Industry JurisdictionThis Warrant is issued to Yaskawa Electric Corporation, or its registered assigns (including any successors or assigns, the “Warrantholder”), in connection with that certain Note Amendment and Conversion Agreement, dated as of October 4, 2021, by and among Transphorm, Inc., a Delaware corporation (the “Company”), Transphorm Technology, Inc., a Delaware corporation, and the Warrantholder (the “Note”).
WARRANT TO PURCHASE SHARES OF COMMON STOCK OF TRANSPHORM, INC.Warrant Agreement • December 30th, 2020 • Transphorm, Inc. • Semiconductors & related devices • California
Contract Type FiledDecember 30th, 2020 Company Industry JurisdictionThis Warrant is issued to [●], or its registered assigns (including any successors or assigns, the “Warrantholder”), in connection with that certain Placement Agent Agreement, dated as of December 22, 2020, by and among Transphorm, Inc. (f/k/a Peninsula Acquisition Corporation), a Delaware corporation (the “Company”), and Loop Capital Markets LLC, as representative of the placement agents set forth therein (the “Placement Agent Agreement”). The Warrant Shares (as defined below) are entitled to the benefits, and subject to the obligations, set forth in that certain Registration Rights Agreement, dated as of December 23, 2020, among the Company, the Warrantholder and the other parties thereto (the “Registration Rights Agreement”).
WARRANT TO PURCHASE SHARES OF COMMON STOCK OF TRANSPHORM, INC.Warrant Agreement • December 30th, 2020 • Transphorm, Inc. • Semiconductors & related devices • California
Contract Type FiledDecember 30th, 2020 Company Industry JurisdictionThis Warrant is issued to [●], or its registered assigns (including any successors or assigns, the “Warrantholder”), in connection with that certain Placement Agent Agreement, dated as of December 22, 2020, by and among Transphorm, Inc. (f/k/a Peninsula Acquisition Corporation), a Delaware corporation (the “Company”), and Loop Capital Markets LLC, as representative of the placement agents set forth therein (the “Placement Agent Agreement”). The Warrant Shares (as defined below) are entitled to the benefits, and subject to the obligations, set forth in that certain Registration Rights Agreement, dated as of December 23, 2020, among the Company, the Warrantholder and the other parties thereto (the “Registration Rights Agreement”).