Common Contracts
2 similar Placement Agent Agreement contracts by Capnia, Inc.
SUBJECT TO MAXIM GROUP COMMITMENT COMMITTEE APPROVALPlacement Agent Agreement • July 6th, 2016 • Capnia, Inc. • Electromedical & electrotherapeutic apparatus • New York
This letter confirms our agreement that Capnia, Inc., a Delaware corporation (collectively with its owned or controlled subsidiaries, the “Company”) has engaged Maxim Group LLC (together with its affiliates and subsidiaries, the “Placement Agent”) to act as the Company’s exclusive Placement Agent in connection with the Company’s proposed private placement (the “Offering”) of equity or equity-linked securities (the “Securities”) of the Company. The precise terms of the Securities and the gross proceeds of such Offering will be negotiated between the Placement Agent and the Company with one or more Investors (as defined below).
SUBJECT TO MAXIM GROUP COMMITMENT COMMITTEE APPROVALPlacement Agent Agreement • October 15th, 2015 • Capnia, Inc. • Electromedical & electrotherapeutic apparatus • New York
This letter confirms our agreement that Capnia, Inc., a Delaware corporation (collectively with its owned or controlled subsidiaries, the “Company”) has engaged Maxim Group LLC (together with its affiliates and subsidiaries, the “Placement Agent”) to act as the Company’s exclusive Placement Agent in connection with the Company’s proposed private placement (the “Offering”) of equity or equity-linked securities (the “Securities”) of the Company. The precise terms of the Securities and the gross proceeds of such Offering will be negotiated between the Placement Agent and the Company with one or more Investors (as defined below).
