Common Contracts

AMENDMENT TO THE SUB-ADVISORY AGREEMENT

Sub-Advisory Agreement • February 27th, 2019 • Dunham Funds

• Contract Type
  Sub-Advisory Agreement
• Filed
  February 27th, 2019
• Company
  Dunham Funds

This Amendment is made effective as of the 28th day of February 2019, (the “Effective Date”) to the Sub-Advisory Agreement by and among DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC., a California corporation (the “Adviser”), DUNHAM FUNDS, a Delaware statutory trust (the “Trust”) and NEWFLEET ASSET MANAGEMENT LLC, a State of Delaware limited liability company (the “Sub-Adviser”) (each a “Party,” and together, the “Parties”) dated September 17, 2013 (the “Agreement”).

AMENDMENT TO THE SUB-ADVISORY AGREEMENT

Sub-Advisory Agreement • February 27th, 2017 • Dunham Funds

• Contract Type
  Sub-Advisory Agreement
• Filed
  February 27th, 2017
• Company
  Dunham Funds

This Amendment is made effective as of the 1st day of February 2017, (the “Effective Date”) to the Sub-Advisory Agreement by and among DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC., a California corporation (the “Adviser”), DUNHAM FUNDS, a Delaware statutory trust (the “Trust”) and NEWFLEET ASSET MANAGEMENT LLC, a State of Delaware limited liability company (the “Sub-Adviser”) (each a “Party,” and together, the “Parties”) dated September 17, 2013 (the “Agreement”).