Common Contracts
1 similar 17d-2 Agreement contracts
Securities Exchange Act of 1934:17d-2 Agreement • June 2nd, 2024
Pursuant to Section 17(d)(1) of the Act 14 and Rule 17d–2 thereunder,15 after January 29, 2016, the Commission may, by written notice, declare the plan submitted by NSX and FINRA, File No. 4–694, to be effective if the Commission finds that the plan is necessary or appropriate in the public interest and for the protection of investors, to foster cooperation and coordination among self-regulatory organizations, or to remove impediments to and foster the development of the national market system and a national system for the clearance and settlement of securities transactions and in conformity with the factors set forth in Section 17(d) of the Act.
