PROTHENA CORPORATION PLC EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • December 23rd, 2021 • Prothena Corp Public LTD Co • Pharmaceutical preparations • New York
Contract Type FiledDecember 23rd, 2021 Company Industry JurisdictionAs further set forth in this agreement (this “Agreement”), Prothena Corporation plc, an Irish public limited company (the “Company”), proposes to issue and sell from time to time through Piper Sandler & Co., Stifel, Nicolaus & Company, Incorporated, Cantor Fitzgerald & Co., RBC Capital Markets, LLC, and JMP Securities LLC (the “Agents”), as sales agents, the Company’s ordinary shares, par value $0.01 per share (the “Ordinary Shares”) (such shares to be sold pursuant to this Agreement, the “Shares”) on terms set forth herein. Notwithstanding anything to the contrary contained herein, the parties hereto agree that compliance with the limitation set forth in Section 2 of this Agreement on the number of shares of Shares issued and sold under this Agreement shall be the sole responsibility of the Company, and the Agents shall have no obligation in connection with such compliance.
AMENDED AND RESTATED EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • August 19th, 2021 • Independence Contract Drilling, Inc. • Drilling oil & gas wells • New York
Contract Type FiledAugust 19th, 2021 Company Industry JurisdictionReference is hereby made to the Equity Distribution Agreement, dated June 5, 2020 (the “Original Equity Distribution Agreement”), by and among Independence Contract Drilling, Inc., a Delaware corporation (the “Company”) and Piper Sandler & Co. Capitalized terms used herein and not defined have the respective meanings set forth in the Original Equity Distribution Agreement.
PROTHENA CORPORATION PLC EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • May 28th, 2021 • Prothena Corp Public LTD Co • Pharmaceutical preparations • New York
Contract Type FiledMay 28th, 2021 Company Industry JurisdictionAs further set forth in this agreement (this “Agreement”), Prothena Corporation plc, an Irish public limited company (the “Company”), proposes to issue and sell from time to time through Piper Sandler & Co., Stifel, Nicolaus & Company, Incorporated, Cantor Fitzgerald & Co., RBC Capital Markets, LLC, and Raymond James & Associates, Inc. (the “Agents”), as sales agents, the Company’s ordinary shares, par value $0.01 per share (the “Ordinary Shares”) (such shares to be sold pursuant to this Agreement, the “Shares”) on terms set forth herein. Notwithstanding anything to the contrary contained herein, the parties hereto agree that compliance with the limitation set forth in Section 2 of this Agreement on the number of shares of Shares issued and sold under this Agreement shall be the sole responsibility of the Company, and the Agents shall have no obligation in connection with such compliance.