THIS WARRANT AND THE SECURITIES ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR ANY STATE SECURITIES LAW, AND MAY NOT BE OFFERED FOR SALE, SOLD OR TRANSFERRED...Warrant Agreement • June 30th, 2011 • Ener1 Inc • Miscellaneous electrical machinery, equipment & supplies
Contract Type FiledJune 30th, 2011 Company Industry
ContractWarrant Agreement • June 30th, 2011 • Ener1 Inc • Miscellaneous electrical machinery, equipment & supplies
Contract Type FiledJune 30th, 2011 Company Industry
CLASS E WARRANT TO PURCHASE COMMON STOCK OF ENER1, INC.Warrant Agreement • October 7th, 2010 • Ener1 Inc • Miscellaneous electrical machinery, equipment & supplies
Contract Type FiledOctober 7th, 2010 Company IndustryThis Class E Warrant (this “Warrant”) entitles ENER1 GROUP, INC., a Florida corporation, or any subsequent holder hereof (the “Holder”), to purchase from ENER1, INC., a Florida corporation (the “Company”), up to one hundred seventy four thousand sixty two (174,062) fully paid and nonassessable shares (the “Warrant Shares”) of the Company’s common stock, par value $0.01 per share (the “Common Stock”), at a price per share equal to $3.7877 (the “Exercise Price”), on the terms and subject to the conditions set forth herein. This Warrant is issued pursuant to the terms of a Securities Purchase Agreement, dated as of October 1, 2010 (the “Purchase Agreement”), and the date on which this Warrant is issued is referred to herein as the “Issue Date”. Capitalized terms used herein and not otherwise defined have the meanings set forth in the Purchase Agreement.
CLASS F WARRANT TO PURCHASE COMMON STOCK OF ENER1, INC.Warrant Agreement • October 7th, 2010 • Ener1 Inc • Miscellaneous electrical machinery, equipment & supplies
Contract Type FiledOctober 7th, 2010 Company IndustryThis Class F Warrant (this “Warrant”) entitles ENER1 GROUP, INC., a Florida corporation, or any subsequent holder hereof (the “Holder”), to purchase from ENER1, INC., a Florida corporation (the “Company”), up to two hundred ninety thousand one hundred two (290,102) fully paid and nonassessable shares (the “Warrant Shares”) of the Company’s common stock, par value $0.01 per share (the “Common Stock”), at a price per share equal to $4.79 (the “Exercise Price”), on the terms and subject to the conditions set forth herein. This Warrant is issued pursuant to the terms of a Securities Purchase Agreement, dated as of October 1, 2010 (the “Purchase Agreement”), and the date on which this Warrant is issued is referred to herein as the “Issue Date”. Capitalized terms used herein and not otherwise defined have the meanings set forth in the Purchase Agreement.
CLASS D WARRANT TO PURCHASE COMMON STOCK OF ENER1, INC.Warrant Agreement • September 23rd, 2010 • Ener1 Inc • Miscellaneous electrical machinery, equipment & supplies
Contract Type FiledSeptember 23rd, 2010 Company IndustryThis Class D Warrant (this “Warrant”) entitles ENER1 GROUP, INC., a Florida corporation, or any subsequent holder hereof (the “Holder”), to purchase from ENER1, INC., a Florida corporation (the “Company”), up to one million, five hundred and sixteen thousand, six hundred seventy (1,516,670) fully paid and nonassessable shares (the “Warrant Shares”) of the Company’s common stock, par value $0.01 per share (the “Common Stock”), at a price per share equal to $4.46 (the “Exercise Price”), on the terms and subject to the conditions set forth herein. This Warrant is issued pursuant to the terms of a Securities Purchase Agreement, dated as of September 21, 2010 (the “Purchase Agreement”), and the date on which this Warrant is referred to herein as the “Issue Date”. Capitalized terms used herein and not otherwise defined have the meanings set forth in the Purchase Agreement.
CLASS C WARRANT TO PURCHASE COMMON STOCK OF ENER1, INC.Warrant Agreement • September 23rd, 2010 • Ener1 Inc • Miscellaneous electrical machinery, equipment & supplies
Contract Type FiledSeptember 23rd, 2010 Company IndustryThis Class C Warrant (this “Warrant”) entitles ENER1 GROUP, INC., a Florida corporation, or any subsequent holder hereof (the “Holder”), to purchase from ENER1, INC., a Florida corporation (the “Company”), up to nine hundred and ten thousand (910,000) fully paid and nonassessable shares (the “Warrant Shares”) of the Company’s common stock, par value $0.01 per share (the “Common Stock”), at a price per share equal to $3.53 (the “Exercise Price”), on the terms and subject to the conditions set forth herein. This Warrant is issued pursuant to the terms of a Securities Purchase Agreement, dated as of September 21, 2010 (the “Purchase Agreement”), and the date on which this Warrant is referred to herein as the “Issue Date”. Capitalized terms used herein and not otherwise defined have the meanings set forth in the Purchase Agreement.
CLASS A WARRANT TO PURCHASE COMMON STOCK OF ENER1, INC.Warrant Agreement • August 5th, 2010 • Ener1 Inc • Miscellaneous electrical machinery, equipment & supplies
Contract Type FiledAugust 5th, 2010 Company IndustryThis Class A Warrant (this “Warrant”) entitles ENER1 GROUP, INC., a Florida corporation, or any subsequent holder hereof (the “Holder”), to purchase from ENER1, INC., a Florida corporation (the “Company”), up to three million (3,000,000) fully paid and nonassessable shares (the “Warrant Shares”) of the Company’s common stock, par value $0.01 per share (the “Common Stock”), at a price per share equal to $3.48 (the “Exercise Price”), on the terms and subject to the conditions set forth herein. This Warrant is issued pursuant to the terms of a Securities Purchase Agreement, dated as of June 1, 2010 (the “Purchase Agreement”), and the date on which this Warrant is referred to herein as the “Issue Date”. Capitalized terms used herein and not otherwise defined have the meanings set forth in the Purchase Agreement.
CLASS B WARRANT TO PURCHASE COMMON STOCK OF ENER1, INC.Warrant Agreement • August 5th, 2010 • Ener1 Inc • Miscellaneous electrical machinery, equipment & supplies
Contract Type FiledAugust 5th, 2010 Company IndustryThis Class B Warrant (this “Warrant”) entitles ENER1 GROUP, INC., a Florida corporation, or any subsequent holder hereof (the “Holder”), to purchase from ENER1, INC., a Florida corporation (the “Company”), up to five million (5,000,000) fully paid and nonassessable shares (the “Warrant Shares”) of the Company’s common stock, par value $0.01 per share (the “Common Stock”), at a price per share equal to $4.40 (the “Exercise Price”), on the terms and subject to the conditions set forth herein. This Warrant is issued pursuant to the terms of a Securities Purchase Agreement, dated as of June 1, 2010 (the “Purchase Agreement”), and the date on which this Warrant is referred to herein as the “Issue Date”. Capitalized terms used herein and not otherwise defined have the meanings set forth in the Purchase Agreement.