Common Contracts

5 similar General Terms & Conditions for Brokerage Services contracts

GENERAL TERMS & CONDITIONS
General Terms & Conditions for Brokerage Services • September 13th, 2021
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GENERAL TERMS & CONDITIONS
General Terms & Conditions for Brokerage Services • May 26th, 2021

▪ MiFIR (the Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Regulation (EU) No 648/2012); ▪ The Investment Services and Activities Regulated Markets Law 144(I) of 2007 of the Republic of Cyprus, to the extent it remains applicable after coming into force of MiFID II; ▪ The EU Delegated Directive 593/2017; ▪ The CySEC Directive DI87-01 for the Safeguarding of Financial Instruments and Funds belonging to Clients (Replacing RAD 360/2017); ▪ Regulation EU 565/2017. “Account” means the Client’s account opened by the Broker in the internal records system, on which the separate personal records of the Client’s assets are kept; “Ancillary Services” means custody service, including Global Custody Services, and any other related services, which can be provided by the Broker in accordance with applicable legislation; “Assets” means the balance of monetary funds and/or Financial Instruments; “Authorized Per

GENERAL TERMS & CONDITIONS
General Terms & Conditions for Brokerage Services • April 14th, 2021

▪ MiFID II (Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on Markets in Financial Instruments and amending Directive 2002/92/EC and Directive 2011/61/EU (the “Markets in Financial Instruments Directive (2014/65/EU)”, as the same may be in force from time to time and modified or amended from time to time);

GENERAL TERMS & CONDITIONS
General Terms & Conditions for Brokerage Services • December 21st, 2020

▪ MiFIR (the Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Regulation (EU) No 648/2012); ▪ The Investment Services and Activities Regulated Markets Law 144(I) of 2007 of the Republic of Cyprus, to the extent it remains applicable after coming into force of MiFID II; ▪ The EU Delegated Directive 593/2017; ▪ The CySEC Directive DI87-01 for the Safeguarding of Financial Instruments and Funds belonging to Clients (Replacing RAD 360/2017); ▪ Regulation EU 565/2017. “Account” means the Client’s account opened by the Broker in the internal records system, on which the separate personal records of the Client’s assets are kept. “Ancillary Services” means custody service, including Global Custody Services, and any other related services, which can be provided by the Broker in accordance with applicable legislation; “Assets” means the balance of monetary funds and/or Financial Instruments; “Authorized Per

GENERAL TERMS & CONDITIONS
General Terms & Conditions for Brokerage Services • December 12th, 2019

▪ MiFID II (Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on Markets in Financial Instruments and amending Directive 2002/92/EC and Directive 2011/61/EU (the “Markets in Financial Instruments Directive (2014/65/EU)”, as the same may be in force from time to time and modified or amended from time to time);

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