AMENDMENT NUMBER 1 TO LOAN MODIFICATION AGREEMENTLoan Modification Agreement • May 1st, 2009 • Compliance Systems Corp • Communications services, nec • New York
Contract Type FiledMay 1st, 2009 Company Industry JurisdictionThis Amendment Number 1 to Loan Modification Agreement, dated as of April 30, 2009 (this “Amendment Agreement”), is by and among Compliance Systems Corporation, a Nevada corporation with a principal place of business at 90 Pratt Oval, Glen Cove, New York 11542 (“Guarantor”), Call Compliance, Inc., a New York corporation with a principal place of business at 90 Pratt Oval, Glen Cove, New York 11542 and a wholly-owned subsidiary of Guarantor (the “Company”), and Nascap Corp., a New York corporation with a principal place of business at 2 Pond Drive, Huntington, New York 11743 (“Lender”).
LOAN MODIFICATION AGREEMENTLoan Modification Agreement • April 14th, 2009 • Compliance Systems Corp • Communications services, nec • New York
Contract Type FiledApril 14th, 2009 Company Industry JurisdictionThis Warrant Certificate is being issued in accordance with that certain Loan Modification Agreement, dated March 31, 2009 (the “Agreement”) to which the Warrantholder, as lender, and the Company, as the guarantor, are parties. The Warrantholder is the holder of that certain Amended and Restated Promissory Note, dated March 31, 2009 (the “Note”) executed and delivered by Call Compliance, Inc., a Delaware corporation and wholly-owned subsidiary of the Company (the “Borrower”) evidencing the Warrantholder’s grant to the Borrower of a revolving line of credit in the principal amount of up to $750,000 (the “Revolving Credit Amount”).