1,500,000 Shares NovaStar Financial, Inc. Common Stock Underwriting Agreement dated May 26, 2005 JMP SECURITIES LLC FLAGSTONE SECURITIES, LLCUnderwriting Agreement • May 27th, 2005 • Novastar Financial Inc • Real estate investment trusts • New York
Contract Type FiledMay 27th, 2005 Company Industry Jurisdiction
1,500,000 Shares NovaStar Financial, Inc. Common Stock Underwriting Agreement dated November 10, 2004 JMP SECURITIES LLC FLAGSTONE SECURITIES, LLCUnderwriting Agreement • November 16th, 2004 • Novastar Financial Inc • Real estate investment trusts • New York
Contract Type FiledNovember 16th, 2004 Company Industry Jurisdiction
610,000 Shares NovaStar Financial, Inc. Common Stock Underwriting Agreement dated November 6, 2003 JMP SECURITIES LLC FLAGSTONE SECURITIES, LLCUnderwriting Agreement • November 13th, 2003 • Novastar Financial Inc • Real estate investment trusts • New York
Contract Type FiledNovember 13th, 2003 Company Industry JurisdictionIntroductory. NovaStar Financial, Inc., a Maryland corporation (the “Company”), proposes to issue and sell to the several underwriters named in Schedule A (the “List of the Underwriters”) attached hereto (collectively, the “Underwriters”) an aggregate of 610,000 Shares (the “Firm Offered Shares”) of its Common Stock, par value $0.01 per share (the “Common Stock”) in accordance with the terms and conditions set forth in this Underwriting Agreement (the “Agreement”). In addition, the Company has granted to the Underwriters an option to purchase up to an additional 91,500 shares (or up to 183,000 shares in the event the option closes after the Stock Split Record Date, as defined below) (the “Optional Offered Shares”) of Common Stock, as provided in Section 2 (the “Purchase, Sale, and Delivery of the Offered Shares”). The Firm Offered Shares and, if and to the extent such option is exercised, the Optional Offered Shares are collectively called the “Offered Shares.”
525,000 Shares NovaStar Financial, Inc. Common Stock Underwriting Agreement dated May 7, 2003 JMP SECURITIES LLC FLAGSTONE SECURITIES, LLCUnderwriting Agreement • November 13th, 2003 • Novastar Financial Inc • Real estate investment trusts • New York
Contract Type FiledNovember 13th, 2003 Company Industry JurisdictionIntroductory. NovaStar Financial, Inc., a Maryland corporation (the “Company”), proposes to issue and sell to the several underwriters named in Schedule A (the “List of the Underwriters”) attached hereto (collectively, the “Underwriters”) an aggregate of 525,000 Shares (the “Firm Offered Shares”) of its Common Stock, par value $0.01 per share (the “Common Stock”) in accordance with the terms and conditions set forth in this Underwriting Agreement (the “Agreement”). In addition, the Company has granted to the Underwriters an option to purchase up to an additional 78,750 shares (the “Optional Offered Shares”) of Common Stock, as provided in Section 2 (the “Purchase, Sale, and Delivery of the Offered Shares”). The Firm Offered Shares and, if and to the extent such option is exercised, the Optional Offered Shares are collectively called the “Offered Shares.”
10,000,000 Shares NUVELO, INC. Common Stock Underwriting Agreement dated October 2, 2003 JMP SECURITIES LLCUnderwriting Agreement • October 2nd, 2003 • Nuvelo Inc • In vitro & in vivo diagnostic substances • New York
Contract Type FiledOctober 2nd, 2003 Company Industry JurisdictionIntroductory. Nuvelo, Inc., a Nevada corporation (the “Company”), proposes to issue and sell to JMP Securities LLC (the “Underwriter”) an aggregate of 10,000,000 shares (the “Firm Offered Shares”) of its Common Stock, par value $0.001 per share (the “Common Stock”) in accordance with the terms and conditions set forth in this Underwriting Agreement (the “Agreement”). In addition, the Company has granted to the Underwriter an option to purchase up to an additional 1,500,000 shares (the “Optional Offered Shares”) of Common Stock, as provided in Section 2 (the “Purchase, Sale, and Delivery of the Offered Shares”). The Firm Offered Shares and, if and to the extent such option is exercised, the Optional Offered Shares are collectively called the “Offered Shares.”