AMENDED AND RESTATED DEALER MANAGER AGREEMENT by and among Prospect Capital Corporation, Prospect Capital Management L.P., Prospect Administration LLC, InspereX LLC and such other Agents added from time to time February 18, 2022Dealer Manager Agreement • February 23rd, 2022 • Prospect Capital Corp • Illinois
Contract Type FiledFebruary 23rd, 2022 Company JurisdictionIn the event that any Agent is a Covered Entity and becomes subject to a proceeding under a U.S. Special Resolution Regime, the transfer from such Agent of this Agreement, and any interest and obligation in or under this Agreement, will be effective to the same extent as the transfer would be effective under the U.S. Special Resolution Regime if this Agreement, and any such interest and obligation, were governed by the laws of the United States or a state of the United States.
DEALER MANAGER AGREEMENTDealer Manager Agreement • November 4th, 2020 • Prospect Capital Corp • New York
Contract Type FiledNovember 4th, 2020 Company JurisdictionIn the event that any Agent is a Covered Entity and becomes subject to a proceeding under a U.S. Special Resolution Regime, the transfer from such Agent of this Agreement, and any interest and obligation in or under this Agreement, will be effective to the same extent as the transfer would be effective under the U.S. Special Resolution Regime if this Agreement, and any such interest and obligation, were governed by the laws of the United States or a state of the United States.