Common Contracts
1 similar Consent Agreement and Order contracts
CONSENT AGREEMENT AND ORDERConsent Agreement and Order • August 1st, 2023
The Commonwealth of Pennsylvania, acting through the Department of Banking and Securities ("Department"), Bureau of Securities Compliance and Examinations ("Bureau"), has conducted an investigation ofthe business practices of Lansing Street Advisors, LLC ("LSA") and its officers and employees. Based on the results of its investigation, the Bureau has concluded that LSA has operated in violation of the Pennsylvania Securities Act of 1972, 70 P.S. § 1-101 et seq. (" 1972 Act"). LSA, in lieu of litigation, and without admitting or denying the allegations herein, and intending to be legally bound, hereby agrees to the terms of this Consent Agreement and Order ("Order").
