Shares GREEN ENERGY & GROWTH FUND, INC. Common Stock ($0.001 par value) UNDERWRITING AGREEMENTUnderwriting Agreement • February 19th, 2010 • Green Energy & Growth Fund, Inc. • New York
Contract Type FiledFebruary 19th, 2010 Company JurisdictionEach of Green Energy & Growth Fund, Inc. (f/k/a National Renewable Energy Investment Fund, Inc.), a Maryland corporation (the “Company”), and its investment advisor, Miles Capital, Inc. (f/k/a WB Capital Management, Inc.), an Iowa corporation (the “Advisor”), confirms its agreement with Stifel, Nicolaus & Company, Incorporated (“Stifel”), and the several underwriters (collectively with Stifel, the “Underwriters”) named in Schedule I hereto for whom Stifel is acting as Representative (the “Representative”) with respect to the issue and sale by the Company and the purchase by the Underwriters, acting severally and not jointly, of an aggregate of shares of the Company’s Common Stock (“Common Stock”), $0.001 par value (the “Firm Shares”) and with respect to the grant by the Company to the Underwriters, acting severally and not jointly, of the option described below to purchase all or part of the additional shares of Common Stock (the “Option Shares”, and together with the Firm Shares, the
RMR DIVIDEND CAPTURE FUND Series F Auction Preferred Shares ($0.0001 Par Value) UNDERWRITING AGREEMENTUnderwriting Agreement • January 29th, 2008 • RMR Dividend Capture Fund
Contract Type FiledJanuary 29th, 2008 CompanyEach of RMR Dividend Capture Fund, a Massachusetts business trust (the "Company"), and its investment advisor, RMR Advisors, Inc., a Massachusetts corporation (the "Investment Advisor"), confirms its agreement with RBC Capital Markets Corporation, the sole underwriter (the "Underwriter"), with respect to the issue and sale by the Company and the purchase by the Underwriter of an aggregate of 400 shares (the "Shares") of the Company's Series F Auction Preferred Shares, $0.0001 par value per share, with a liquidation preference of $25,000 per share ("Auction Preferred").
Shares RMR DIVIDEND CAPTURE FUND Common Shares of Beneficial Interest ($0.001 Par Value) UNDERWRITING AGREEMENTUnderwriting Agreement • December 17th, 2007 • RMR Dividend Capture Fund • New York
Contract Type FiledDecember 17th, 2007 Company JurisdictionRBC Capital Markets Corporation Oppenheimer & Co. Inc. As the Representatives of the several underwriters named in Schedule I hereto c/o RBC Capital Markets Corporation One Liberty Plaza 165 Broadway New York, NY 10006-1404
Shares RMR ASIA REAL ESTATE FUND Common Shares of Beneficial Interest ($0.001 Par Value) FORM OF UNDERWRITING AGREEMENTUnderwriting Agreement • May 22nd, 2007 • RMR Asia Real Estate Fund • New York
Contract Type FiledMay 22nd, 2007 Company JurisdictionEach of RMR Asia Real Estate Fund, a Massachusetts business trust (the “Company”), and its investment advisor, RMR Advisors, Inc., a Massachusetts corporation (the “Investment Advisor”), confirms its agreement with RBC Capital Markets Corporation (“RBC”), Wachovia Capital Markets, LLC (“Wachovia”) and the several underwriters (collectively with RBC and Wachovia, the “Underwriters”) named in Schedule I hereto for whom RBC and Wachovia are acting as Representatives (each, a “Representative” and together, the “Representatives”) with respect to the issue and sale by the Company and the purchase by the Underwriters, acting severally and not jointly, of an aggregate of ________ shares of the Company’s Common Shares of Beneficial Interest (“Common Shares”), $0.001 par value (the “Firm Shares”) and with respect to the grant by the Company to the Underwriters, acting severally and not jointly, of the option described below to purchase all or part of the _______ additional Common Shares (the “Op