MESA AIR GROUP, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • August 6th, 2018 • Mesa Air Group Inc • Air transportation, scheduled • New York
Contract Type FiledAugust 6th, 2018 Company Industry JurisdictionMesa Air Group, Inc., a Nevada corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the several Underwriters named in Schedule I hereto (the “Underwriters”), an aggregate of [•] shares of its common stock, no par value per share (the “Common Stock”). The aggregate of [•] shares to be purchased from the Company are called the “Firm Shares.” In addition, acting severally and not jointly, each of (i) the Company proposes, subject to the terms and conditions stated herein, to sell to the Underwriters, an additional [ ] shares of Common Stock, and (ii) certain stockholders of the Company named in Schedule II hereto (the “Selling Stockholders”) severally and not jointly propose, subject to the terms and conditions stated herein, to sell to the Underwriters, an aggregate of [ ] shares of Common Stock. The additional [ ] shares of Common Stock to be sold by the Company (the “Company Additional Shares,” and together with the Firm Shares,
] Shares* FIRST GUARANTY BANCSHARES, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • December 8th, 2014 • First Guaranty Bancshares, Inc. • Savings institution, federally chartered • New York
Contract Type FiledDecember 8th, 2014 Company Industry JurisdictionFirst Guaranty Bancshares, Inc., a Louisiana corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the several Underwriters named in Schedule I hereto (the “Underwriters”), and certain shareholders of the Company named in Schedule II hereto (each a “Selling Shareholder” and, collectively, the “Selling Shareholders”), severally and not jointly, propose, subject to the terms and conditions stated herein, to sell to the Underwriters, an aggregate of [ ] shares of the Company’s Common Stock, par value $1.00 per share (the “Common Stock”), of which (a) [ ] shares are to be issued and sold by the Company, and (b) [ ] shares are to be sold by the Selling Shareholders, each Selling Shareholder selling the number of shares set forth opposite such Selling Shareholder’s name in Schedule II hereto. The aggregate of [ ] shares to be purchased from the Company and the Selling Shareholders are called the “Firm Shares.” In addition, the Company
1,304,347 Shares* Guaranty Federal Bancshares, Inc. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • March 4th, 2014 • Guaranty Federal Bancshares Inc • State commercial banks • Florida
Contract Type FiledMarch 4th, 2014 Company Industry JurisdictionGuaranty Federal Bancshares, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to sell to Raymond James & Associates, Inc. (the “Underwriter”), an aggregate of 1,304,347 shares of its Common Stock, par value $0.10 per share (the “Common Stock”). The aggregate of 1,304,347 shares to be purchased from the Company are called the “Firm Shares.” In addition, the Company has agreed to sell to the Underwriter, upon the terms and conditions stated herein, up to an additional 195,652 shares of Common Stock (the “Additional Shares”) to cover over-allotments by the Underwriter, if any. The Firm Shares and the Additional Shares are collectively referred to in this Agreement as the “Shares.”
Shares* Guaranty Federal Bancshares, Inc. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • February 27th, 2014 • Guaranty Federal Bancshares Inc • State commercial banks • Florida
Contract Type FiledFebruary 27th, 2014 Company Industry JurisdictionGuaranty Federal Bancshares, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to sell to Raymond James & Associates, Inc. (the “Underwriter”), an aggregate of [__________] shares of its Common Stock, par value $0.10 per share (the “Common Stock”). The aggregate of [_______] shares to be purchased from the Company are called the “Firm Shares.” In addition, the Company has agreed to sell to the Underwriter, upon the terms and conditions stated herein, up to an additional [________] shares of Common Stock (the “Additional Shares”) to cover over-allotments by the Underwriter, if any. The Firm Shares and the Additional Shares are collectively referred to in this Agreement as the “Shares.”
] Shares* UNITED INSURANCE HOLDINGS CORP. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • November 29th, 2012 • United Insurance Holdings Corp. • Fire, marine & casualty insurance • Florida
Contract Type FiledNovember 29th, 2012 Company Industry JurisdictionUnited Insurance Holdings Corp., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the several Underwriters named in Schedule I hereto (the “Underwriters”), and certain stockholders of the Company named in Schedule II hereto (the “Selling Stockholders”) severally and not jointly propose, subject to the terms and conditions stated herein, to sell to the Underwriters, an aggregate of [ ] shares of the Company’s Common Stock, par value $0.0001 per share (the “Common Stock), of which (a) [ ] shares are to be issued and sold by the Company, and (b) [ ] shares are to be sold by the Selling Stockholders, each Selling Stockholder selling the number of shares set forth opposite such Selling Stockholder’s name in Schedule II hereto. The aggregate of [ ] shares to be purchased from the Company and the Selling Stockholders are called the “Firm Shares.” In addition, the Company has agreed to sell to the Underwriters, upon the t
2,600,000 Shares* MARINEMAX, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • September 11th, 2009 • Marinemax Inc • Retail-auto & home supply stores • New York
Contract Type FiledSeptember 11th, 2009 Company Industry JurisdictionMarineMax, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to Raymond James & Associates, Inc. (the “Underwriter”), an aggregate of 2,600,000 shares of its common stock, par value $0.001 per share (the “Common Stock”). The aggregate of 2,600,000 shares to be purchased from the Company are called the “Firm Shares.” In addition, the Company has agreed to sell to the Underwriter, upon the terms and conditions stated herein, up to an additional 390,000 shares of Common Stock (the “Additional Shares”) to cover over-allotments by the Underwriter, if any. The Firm Shares and the Additional Shares are collectively referred to in this Agreement as the “Shares.”
AMERICAN PHYSICIANS SERVICE GROUP, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • June 18th, 2007 • American Physicians Service Group Inc • Accident & health insurance • Florida
Contract Type FiledJune 18th, 2007 Company Industry JurisdictionAmerican Physicians Service Group, Inc., a Texas corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the several Underwriters named in Schedule I hereto (the “Underwriters”), and a certain shareholder of the Company named in Schedule II hereto (the “Selling Shareholder”) proposes, subject to the terms and conditions stated herein, to sell to the Underwriters, an aggregate of Two Million Three Hundred Thousand (2,300,000) shares of the Company’s Common Stock, par value $.10 per share (the “Common Stock”), of which (a) Two Million (2,000,000) shares are to be issued and sold by the Company, and (b) Three Hundred Thousand (300,000) shares are to be sold by the Selling Shareholder. The aggregate of 2,300,000 shares to be purchased from the Company and the Selling Shareholder are called the “Firm Shares.” In addition, the Company has agreed to sell to the Underwriters, upon the terms and conditions stated herein, up to an additional
3,600,000 Shares* Atlantic Tele-Network, Inc. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • July 21st, 2006 • Atlantic Tele Network Inc /De • Telephone communications (no radiotelephone) • New York
Contract Type FiledJuly 21st, 2006 Company Industry JurisdictionRaymond James & Associates, Inc. UBS Securities LLC as Representatives of the Underwriters c/o Raymond James & Associates, Inc. 880 Carillon Parkway St. Petersburg, Florida 33716
] Shares* WARRIOR ENERGY SERVICES CORPORATION Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • April 14th, 2006 • Warrior Energy Services CORP • Oil & gas field services, nec • Florida
Contract Type FiledApril 14th, 2006 Company Industry JurisdictionRaymond James & Associates, Inc. As Representative of the Several Underwriters listed on Schedule I hereto 880 Carillon Parkway St. Petersburg, Florida 33716
Shares* SOUTHCOAST FINANCIAL CORPORATION Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • October 13th, 2005 • Southcoast Financial Corp • State commercial banks • Georgia
Contract Type FiledOctober 13th, 2005 Company Industry JurisdictionSouthcoast Financial Corporation, a South Carolina corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to Morgan Keegan & Company, Inc. (the “Underwriter”), an aggregate of shares of its Common Stock, no par value per share (the “Common Stock”). The aggregate of shares of Common Stock to be purchased from the Company are called the “Firm Shares.” In addition, the Company has agreed to sell to the Underwriter, upon the terms and conditions stated herein, up to an additional shares of Common Stock (the “Additional Shares”) to cover over-allotments by the Underwriter, if any. The Firm Shares and the Additional Shares are collectively referred to in this Underwriting Agreement as the “Shares.”
1,400,000 SHARES ARGONAUT GROUP, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • October 5th, 2005 • Argonaut Group Inc • Fire, marine & casualty insurance • Texas
Contract Type FiledOctober 5th, 2005 Company Industry JurisdictionArgonaut Group, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to Raymond James & Associates, Inc. (the “Underwriter”), an aggregate of 1,400,000 shares of its common stock, par value $0.10 per share (the “Common Stock”). The aggregate of 1,400,000 shares to be purchased from the Company are called the “Firm Shares.” In addition, the Company has agreed to sell to the Underwriter, upon the terms and conditions stated herein, up to an additional 210,000 shares of Common Stock (the “Additional Shares”) to cover over-allotments by the Underwriter, if any. The Firm Shares and the Additional Shares are collectively referred to in this Underwriting Agreement (the “Agreement”) as the “Shares.”
1,750,000 Shares* NEXITY FINANCIAL CORPORATION Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • September 9th, 2005 • Nexity Financial Corp • Finance services • Alabama
Contract Type FiledSeptember 9th, 2005 Company Industry Jurisdictionat the discretion of a court before which any proceeding may be brought, and except as to indemnity and contribution may be limited by federal or state securities laws.
4,500,000 Shares* CARDINAL FINANCIAL CORPORATION Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • May 10th, 2005 • Cardinal Financial Corp • National commercial banks • Florida
Contract Type FiledMay 10th, 2005 Company Industry JurisdictionRaymond James & Associates, Inc. Legg Mason Wood Walker, Incorporated As Representatives of the Several Underwriters listed on Schedule I hereto c/o Raymond James & Associates, Inc. 880 Carillon Parkway St. Petersburg, Florida 33716
FORM OF UNDERWRITING AGREEMENT] 5,250,000 Shares* CARDINAL FINANCIAL CORPORATION Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • December 8th, 2003 • Cardinal Financial Corp • National commercial banks • Florida
Contract Type FiledDecember 8th, 2003 Company Industry JurisdictionRaymond James & Associates, Inc. Legg Mason Wood Walker, Incorporated As Representatives of the Several Underwriters listed on Schedule I hereto c/o Raymond James & Associates, Inc. 880 Carillon Parkway St. Petersburg, Florida 33716
3,700,000 Shares BRADLEY PHARMACEUTICALS, INC. Common Stock UNDERWRITING AGREEMENT December , 2003Underwriting Agreement • December 5th, 2003 • Bradley Pharmaceuticals Inc • Pharmaceutical preparations • New York
Contract Type FiledDecember 5th, 2003 Company Industry JurisdictionThis letter is delivered to you pursuant to the Underwriting Agreement (the "Underwriting Agreement") to be entered into by the Company, as issuer, and Raymond James & Associates, Inc., the representative (the "Representative") of certain underwriters (the "Underwriters") to be named therein. Upon the terms and subject to the conditions of the Underwriting Agreement, the Underwriters intend to effect a public offering of Common Stock, par value $0.01 per share, of the Company (the "Shares"), as described in and contemplated by the registration statement of the Company on Form S-3, File No. 333-110312 (the "Registration Statement"), as filed with the Securities and Exchange Commission on November 7, 2003 (the "Offering").
3,147,486 Shares MARINEMAX, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • October 31st, 2003 • Marinemax Inc • Retail-auto & home supply stores • Florida
Contract Type FiledOctober 31st, 2003 Company Industry JurisdictionRichard R. Bassett (“Bassett” or the “Selling Stockholder”), a stockholder of MarineMax, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to sell to the several Underwriters named in Schedule I hereto (the “Underwriters”), an aggregate of 3,147,486 shares of the Company’s Common Stock, par value $.001 per share (the “Common Stock”). The aggregate of 3,147,486 shares to be purchased from Bassett are called the “Shares.” Raymond James & Associates, Inc. is acting as the Representative of the several Underwriters and in such capacity is referred to in this Agreement as the “Representative.”