Common Contracts
2 similar Placement Agency Agreement contracts by AmpliPhi Biosciences Corp, Ocean Power Technologies, Inc.
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • June 2nd, 2016 • Ocean Power Technologies, Inc. • Electric services • New York
Ocean Power Technologies, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell, through Roth Capital Partners, LLC (“Roth”) and Rodman & Renshaw, a unit of H. C. Wainwright & Co., LLC (“Rodman”, and together with Roth, the “Co-Placement Agents”) as co-placement agents, securities of the Company consisting of shares (“Shares”) of the Company’s common stock (“Common Stock”), $0.001 par value per share, and warrants to purchase shares of Common Stock (“Warrants”, and collectively with the Shares, the “Securities”), directly to various investors (the “Investors”) as set forth on Schedule I hereto.
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • June 1st, 2016 • AmpliPhi Biosciences Corp • Biological products, (no disgnostic substances) • New York
