Common Contracts

MERGER PROPOSED—YOUR VOTE IS VERY IMPORTANT

Merger Agreement • April 2nd, 2013 • Florida

• Contract Type
  Merger Agreement
• Filed
  April 2nd, 2013
• Jurisdiction
  Florida

On October 20, 2021, Raymond James Financial, Inc. (“Raymond James”) and TriState Capital Holdings, Inc. (“TriState Capital”) entered into an Agreement and Plan of Merger (the “merger agreement”) that provides for the acquisition of TriState Capital by Raymond James. Under the terms and subject to the conditions of the merger agreement, the acquisition will be accomplished through two mergers with two wholly owned subsidiaries of Raymond James (which subsidiaries we refer to as “Merger Sub 1” and “Merger Sub 2”, respectively) merging with TriState Capital. First, Merger Sub 1 will merge with and into TriState Capital, with TriState Capital remaining as the surviving entity in such merger and a wholly-owned subsidiary of Raymond James (the “first merger”). Next, following the first merger, TriState Capital will merge with and into Merger Sub 2, with Merger Sub 2 remaining as the surviving entity in such merger and a wholly-owned subsidiary of Raymond James (the “second merger” and, toge