Common Contracts
6 similar Underwriting Agreement contracts by Horizon Technology Finance Corp
3,250,000 Shares HORIZON TECHNOLOGY FINANCE CORPORATION COMMON STOCK, PAR VALUE $0.001 PER SHARE UNDERWRITING AGREEMENTUnderwriting Agreement • June 5th, 2023 • Horizon Technology Finance Corp • New York
Horizon Technology Finance Corporation, a Delaware corporation (the “Company”), proposes to issue and sell 3,250,000 shares (the “Firm Shares”) of common stock, par value $0.001 per share, of the Company to the several Underwriters named in Schedule I hereto (the “Underwriters”), for whom Morgan Stanley & Co. LLC is acting as representative (in such capacity, the “Representative”).
2,500,000 Shares HORIZON TECHNOLOGY FINANCE CORPORATION COMMON STOCK, PAR VALUE $0.001 PER SHARE UNDERWRITING AGREEMENTUnderwriting Agreement • March 14th, 2022 • Horizon Technology Finance Corp • New York
Horizon Technology Finance Corporation, a Delaware corporation (the “Company”), proposes to issue and sell 2,500,000 shares (the “Firm Shares”) of common stock, par value $0.001 per share, of the Company to the several Underwriters named in Schedule I hereto (the “Underwriters”), for whom Morgan Stanley & Co. LLC is acting as representative (in such capacity, the “Representative”).
HORIZON TECHNOLOGY FINANCE CORPORATION 4.875% Notes due 2026 UNDERWRITING AGREEMENTUnderwriting Agreement • March 25th, 2021 • Horizon Technology Finance Corp • New York
Horizon Technology Finance Corporation, a Delaware corporation (the “Company”), proposes to issue and sell to the several Underwriters named in Schedule I hereto (the “Underwriters”) for whom Keefe, Bruyette & Woods, Inc. (“KBW”) is acting as representative (in such capacity, the “Representative”) $50,000,000 aggregate principal amount of 4.875% Notes due 2026 (the “Notes”).
HORIZON TECHNOLOGY FINANCE CORPORATION UNDERWRITING AGREEMENTUnderwriting Agreement • September 29th, 2017 • Horizon Technology Finance Corp • New York
30,000,000 HORIZON TECHNOLOGY FINANCE CORPORATION 7.375% Senior Notes due 2019 UNDERWRITING AGREEMENTUnderwriting Agreement • March 22nd, 2012 • Horizon Technology Finance Corp • New York
Horizon Technology Finance Corporation, a Delaware corporation (the “Company”), proposes to issue and sell to the several Underwriters named in Schedule I hereto (the “Underwriters”), for whom Stifel, Nicolaus & Company, Incorporated (“Stifel”) is acting as representative (in such capacity, the “Representative”), hereto severally proposes to sell to the several Underwriters, $30,000,000 aggregate principal amount of 7.375% Senior Notes due 2019 (the “Senior Notes”).
Shares HORIZON TECHNOLOGY FINANCE CORPORATION COMMON STOCK, PAR VALUE $0.001 PER SHARE FORM OF UNDERWRITING AGREEMENTUnderwriting Agreement • July 2nd, 2010 • Horizon Technology Finance Corp • New York
Horizon Technology Finance Corporation, a Delaware corporation (the “Company”), proposes to issue and sell to the several Underwriters named in Schedule I hereto (the “Underwriters”), for whom Morgan Stanley & Co. Incorporated (“Morgan Stanley”) and UBS Securities LLC (“UBS”) are acting as representatives (in such capacity, the “Representatives”), and Compass Horizon Partners, L.P., a Delaware limited partnership (the “Selling Shareholder”), hereto severally proposes to sell to the several Underwriters, an aggregate of shares of the common stock, par value $0.001 per share of the Company (the “Firm Shares”), of which shares are to be issued and sold by the Company and shares are to be sold by the Selling Shareholder.
